News & Analysis as of

Alternative Trading System (ATS) › Self-Regulatory Organizations › Regulation SCI

Akin Gump Strauss Hauer & Feld LLP

SEC Adopts New Regulation to Govern the Technology Systems of the National Exchanges and Certain Other Market Participants

Akin Gump Strauss Hauer & Feld LLP on

On November 19, 2014, the five commissioners of the U.S. Securities and Exchange Commission (SEC) unanimously voted to adopt Regulation SCI, which stands for Systems Compliance and Integrity, to govern the technology...more

1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide