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Arbitration Procedural Rules Broker-Dealer

UB Greensfelder LLP

What Happens When Potential Arbitrators Don't Answer The Phone

UB Greensfelder LLP on

I think that most lawyers who handle arbitrations, no matter what side of the table they occupy, would agree that one of the most important components of the case – perhaps the most important – is the selection of the...more

UB Greensfelder LLP

Dog Bites Man: FINRA's Proposed Amendments To Code Of Arbitration Procedure Put Customers' Interests Ahead Of Members'

UB Greensfelder LLP on

As I have mentioned before, several times, PIABA is deathly concerned with the fact that sometimes customers who prevail in arbitrations are unable to collect their awards, which typically happens when the respondent firm...more

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