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Artificial Intelligence › Bias › Financial Industry Regulatory Authority (FINRA)

Rumberger | Kirk

FINRA Reminds Financial Firms How AI Use Poses Significant Risks

Rumberger | Kirk on

These days, artificial intelligence is everywhere we look, and the financial services industry is no different. As AI use increases, regulatory bodies are updating their rules and guidelines detailing how companies should and...more

Orrick, Herrington & Sutcliffe LLP

FINRA issues regulatory guidance on members using generative AI tools

Orrick, Herrington & Sutcliffe LLP on

Recently, FINRA reminded member firms that existing rules and guidance apply to the use of artificial intelligence (AI), such as generative AI tools, just as they would with any other technology or other tools. FINRA noted...more

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