News & Analysis as of

Asset Management Accredited Investors

K&L Gates LLP

Finders Keepers? SEC Proposes Exemption from Broker-Dealer Registration for Finders in Private Placements, but Questions Remain

K&L Gates LLP on

OVERVIEW - On October 7, 2020, the U.S. Securities and Exchange Commission (SEC) proposed a conditional exemption, operating as a nonexclusive safe harbor from the broker registration requirements of Section 15(a) of the...more

Dickinson Wright

SEC Expands Accredited Investor Definition, Giving Impetus to Private Markets

Dickinson Wright on

Summary: On August 26, 2020, the Securities and Exchange Commission (the “SEC”) announced that it has adopted amendments to the definition of accredited investor under Regulation D of the Securities Act of 1933 (the...more

Clark Hill PLC

SEC Expands “Accredited Investor” Definition in Rule 501(a)

Clark Hill PLC on

On August 26, 2020, the Securities and Exchange Commission (SEC) adopted amendments to expand the “Accredited Investor” definition in Rule 501(a) of the Securities Act of 1933, as amended (Securities Act). The amendments...more

Cadwalader, Wickersham & Taft LLP

SEC Adopts Rule Amendments Designed to Expand Access to Private Investment Opportunities

On August 26, 2020, by a 3-2 vote, the Securities and Exchange Commission (the “SEC”) adopted rule changes that generally expand the scope of the definitions of “accredited investor” in Rule 501(a) of Regulation D and of...more

Eversheds Sutherland (US) LLP

Videocast: Asset management regulation in 2020 videocast series – The SEC’s proposed accredited investor definition

Investor access to private funds is expanded under the SEC’s proposed rule amending the “accredited investor” definition. In this Bottom Line videocast, Michael Voynich and Nicholas Rinaldi discuss: the impact to Regulation...more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

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Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

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Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2017: UPDATED

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Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2016: UPDATED

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Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2015: UPDATED

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Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

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Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Kramer Levin Naftalis & Frankel LLP

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

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