News & Analysis as of

Asset Management Market Participants

Cadwalader, Wickersham & Taft LLP

NAV Unrestricted - April 2022 | Issue No. 170 - Considerations in NAV Transactions When Collateral Includes Transfer-Restricted...

Net Asset Value (“NAV”) transactions, where a debtor pledges its downstream assets to secure a financing, can involve a wide variety of potential collateral. In some NAV transactions, the assets to be pledged to secure the...more

Akin Gump Strauss Hauer & Feld LLP

Navigating the “New Normal” – The Fallout for Hong Kong Based Asset Managers and Financial Institutions with Exposure to Asia or...

The COVID-19 pandemic has caused significant disruptions to numerous industries and sectors on a worldwide scale in an unprecedented manner. The asset management industry, like so many other business sectors, has proven far...more

McDermott Will & Emery

Verordnung über nachhaltigkeitsbezogene Offenlegungspflichten im Finanzdienstleistungssektor veröffentlicht – was...

McDermott Will & Emery on

Mit Newsletter vom 04. November 2019 haben wir über die Pläne der EU zur Förderung nachhaltigen Wirtschaftens und der entsprechenden Umgestaltung des Finanzsystems berichtet. So soll insbesondere eine EU-Taxonomie-Verordnung...more

Dorsey & Whitney LLP

The Markets and Bigger, Faster, Stronger

Dorsey & Whitney LLP on

A key focus of SEC enforcement has been the retail investor. To that end the Division formed a special unit to focus on cases tied to those investors. Numerous cases have been brought. That focus may also be at least in part...more

Proskauer - The Capital Commitment

SEC Announces the Formation of Asset Management Advisory Committee

As a further indication of the SEC’s focus on the asset management industry, on November 1, 2019 the Commission formally established an Asset Management Advisory Committee. This follows the SEC’s recent announcement of its...more

Latham & Watkins LLP

Key Industry Lessons From the FCA’s First Competition Law Case

Latham & Watkins LLP on

The FCA found that three asset managers breached competition law by sharing information in relation to securities offerings. Key Points: ..The decision gives market participants some helpful indications as to what kinds...more

Morgan Lewis

EU Commission Proposes to Amend Shareholder Rights Directive

Morgan Lewis on

The proposal covers shareholder votes on remuneration policies and related party transactions and greater transparency obligations on certain market participants. The European Commission (EU Commission) recently...more

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