Auditors, Documentation

[Virtual Event] Fundamentals of Compliance Investigations - December 16th - 17th, 8:00 am - 5:00 pm CT

Society of Corporate Compliance and Ethics... on 9/11/2024

Handle investigations with confidence - Effective compliance programs rely on effective investigators to follow up on reports and identify potential gaps that need attention. If you are a new or future investigator or are...more

[Virtual Event] Fundamentals of Compliance Investigations - May 1st - 2nd, 10:00 am - 2:00 pm CT

Society of Corporate Compliance and Ethics... on 2/9/2024

Handle investigations with confidence - Effective compliance programs rely on effective investigators to follow up on reports and identify potential gaps that need attention. If you are a new or future investigator or are...more

[Event] Healthcare Research Compliance Academy - March 11th - 14th, Nashville, TN

Health Care Compliance Association (HCCA) on 12/8/2023

HCCA's Healthcare Research Compliance Academy is a three-and-a-half-day comprehensive training program with a focus on the topics and issues that affect research compliance professionals. Our faculty of experienced...more

[Virtual Event] Fundamentals of Compliance Investigations - January 31st - February 1st, 10:00 am - 2:00 pm PT

Society of Corporate Compliance and Ethics... on 11/22/2023

Handle investigations with confidence - Effective compliance programs rely on effective investigators to follow up on reports and identify potential gaps that need attention. If you are a new or future investigator or are...more

[Virtual Event] Fundamentals of Compliance Investigations - November 28th - 29th, 10:00 am - 2:00 pm CT

Society of Corporate Compliance and Ethics... on 9/7/2023

Gain the tools you need to lead investigations with confidence! Get guidance from experienced practitioners on the core principles of conducting effective compliance investigations. You’ll receive comprehensive instructions...more

[Virtual Event] Fundamentals of Compliance Investigations - September 7th - 8th, 1:00 pm - 5:00 pm CET

Society of Corporate Compliance and Ethics... on 6/9/2023

Handle investigations with confidence - Learn the core principles of conducting effective compliance investigations including gathering evidence, documentation, conducting interviews, and reporting results....more

[Event] Healthcare Research Compliance Academy - March 6th - 9th, Phoenix, AZ

Health Care Compliance Association (HCCA) on 12/2/2022

HCCA's Healthcare Research Compliance Academy is a three-and-a-half-day comprehensive training program designed to help attendees increase their ability to manage effective compliance programs. Our faculty of experts provides...more

[Webinar] Innovating your Auditing and Monitoring Program - December 8th, 12:00 pm - 1:30 pm CST

Society of Corporate Compliance and Ethics... on 11/8/2022

Learning Objectives: - Discuss the pros and cons of traditional documentation review methodologies; - Identify alternate and innovative auditing strategies to improve auditing results; and - Apply real-life lessons...more

[Event] Healthcare Research Compliance Academy - April 25th - 28th, Chicago, IL

Health Care Compliance Association (HCCA) on 3/9/2022

HCCA's Healthcare Research Compliance Academy is a three-and-a-half-day intensive training program designed to help attendees increase their ability to manage effective research compliance programs. Our faculty of experts...more

[Event] Healthcare Research Compliance Academy - December 13th - 16th, Las Vegas, NV

Health Care Compliance Association (HCCA) on 8/13/2021

HCCA's Healthcare Research Compliance Academy is a three-and-a-half-day intensive training program designed to help attendees increase their ability to manage effective research compliance programs. Our faculty of experts...more

SEC Sanctions Hedge Fund Advisory Firm For Improper Valuations of Illiquid Securities

Proskauer - Corporate Defense and Disputes on 7/7/2015

Returning to an enforcement priority repeatedly articulated over the years, the SEC recently imposed sanctions on a registered investment advisory firm and two principals arising out of an alleged scheme to inflate the...more

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