News & Analysis as of

Auditors Dodd-Frank Wall Street Reform and Consumer Protection Act United Kingdom

King & Spalding

US/UK Investigations Comparative Note

King & Spalding on

King & Spalding’s April Client Alert provided an overview of and practical advice related to issues that an employer should consider before conducting an internal investigation in the United Kingdom: privilege, privacy,...more

Dorsey & Whitney LLP

This Week In Securities Litigation

Dorsey & Whitney LLP on

The SEC filed its first action against a municipal adviser for breach of fiduciary duty based on a provision amended by Dodd-Frank. The agency also continued to file insider trading actions in an administrative forum....more

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