News & Analysis as of

Australian Securities Exchange (ASX)

K&L Gates LLP

Acceptability of Naked Break Fees in Australian Schemes of Arrangements

K&L Gates LLP on

Break fees are a well-established feature of the Australian mergers and acquisitions (M&A) landscape involving an entity which is subject to Chapter 6 of the Corporations Act 2001 (Cth) (including in takeovers and schemes of...more

K&L Gates LLP

Sustainability Reporting Requirements for ASX-Listed Companies

K&L Gates LLP on

A number of companies listed on the Australian Securities Exchange (ASX) can expect to be captured by new mandatory sustainability reporting requirements as of this financial year. This update provides a summary of which...more

Herbert Smith Freehills Kramer

2026 Predictions

In 2025, we were happy to see ASIC and ASX respond to industry calls by taking some steps to streamline the IPO process, in particular, ASIC’s introduction of new fast track reforms for IPO timetables. We consider the effect...more

Herbert Smith Freehills Kramer

2025: IPOs by the numbers

In particular, 2025 saw the recovery of large-scale listings – there were three issuers who debuted on ASX with a $1+ billion market capitalisation (Greatland Resources, Virgin Australia and GemLife) and each raised more than...more

International Lawyers Network

Establishing a Business Entity in Australia (Updated)

THE AUSTRALIAN REGULATORY FRAMEWORK - Australia’s government system is comprised of three levels – federal, state or territory, and local. Laws are established by all three levels of government, with each government...more

K&L Gates LLP

November 2025 ESG Policy Update—Australia

K&L Gates LLP on

AUSTRALIAN UPDATE - ASIC Issues Fines for Misleading Sustainability Claims  - On 6 November 2025, the Australian Securities and Investments Commission (ASIC) announced enforcement actions against two major superannuation...more

Herbert Smith Freehills Kramer

Gift-mas – Courtesy Of HSF Kramer’s Australian M&A Team

It’s the most wonderful time of the year. Whether you celebrate with tinsel or simply a well-earned break, we think everyone deserves a gift – the greatest gift of all, M&A insights! To turn the phrase made famous by...more

Herbert Smith Freehills Kramer

Non-binding Indicative Offers in Australian Public M&A From Private Equity

We have analysed non-binding indicative offers (NBIOs) for public companies during calendar years 2022 to 2024. In particular, we have done a deep dive on private equity NBIOs. The analysis provides insights on success...more

K&L Gates LLP

October 2025 ESG Policy Update—Australia

K&L Gates LLP on

Australian Update - ASIC Commences Proceedings Against the Responsible Entity of an ESG Investment Fund for Misleading Conduct - On 3 October 2025, the Australian Securities and Investments Commission (ASIC) initiated civil...more

Herbert Smith Freehills Kramer

The Impact of Index Funds and Industry Super on Public M&A in Australia

Index funds and industry superannuation funds are reshaping Australia’s stock market — and with it, the rules of engagement for public M&A. Their rise is changing how deals are done, who holds the power, and what bidders and...more

Herbert Smith Freehills Kramer

Whose Deal is It Anyway? ASX Consults on Shareholder Approvals for Offering Bidder Scrip in M&A

In brief - On 20 October 2025, ASX released its consultation paper titled “Shareholder approval of dilutive acquisitions and changes in admission status” (Consultation Paper) (link to the Consultation Paper here)....more

A&O Shearman

TerraCom’s Whistleblower Woes - Australian Federal Court Approves First Whistleblower Retaliation Penalty

A&O Shearman on

TerraCom has been ordered by the Federal Court of Australia to pay an AUD7.5 million civil penalty for retaliating against a whistleblower in proceedings commenced by the Australian Securities & Investments Commission (ASIC)....more

Herbert Smith Freehills Kramer

The Uses and Abuses of Electronic Communications and Social Media in Company Takeovers

Emails, text messages and other electronic communications are commonplace during a takeover bid. They may be sent to all target shareholders or only to a selected group. To maximise their impact, often these messages are...more

DLA Piper

ASX Cross-Listings - An Additional Avenue for Resources Companies to Access Capital and Liquidity

DLA Piper on

While market conditions continue to be challenging for IPOs, a growing number of listed resources companies from markets such as the TSX are pursuing ASX cross-listings (also known as dual listings). There are a number of...more

K&L Gates LLP

March 2025 ESG Policy Update—Australia

K&L Gates LLP on

Australian Update - Resistance to Australian Securities Exchange Corporate Governance Council’s Diversity Reforms Signals Decline in Environment, Social and Governance Commitment - The recent decision by the Australian...more

DLA Piper

An Alternative Approach to Access Capital and Liquidity – Why US Companies Should Consider an ASX Listing

DLA Piper on

A number of US companies have gone public in Australia as an alternative to a further private round in the US. While the ASX may not be an obvious alternative to US capital markets, there are a number of reasons why the it...more

K&L Gates LLP

August 2024 ESG Policy Update – Australia

K&L Gates LLP on

Australian Update - Guide to Sustainable Collaborations – ACCC - On 8 July 2024, the Australian Competition & Consumer Commission (ACCC) published a draft guide on Sustainability collaborations and Australian competition law...more

K&L Gates LLP

JORC Code Update–Compliance With Guidance

K&L Gates LLP on

Mining companies are one step closer to being subject to the changes of the first comprehensive review of the Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (the JORC Code or the...more

K&L Gates LLP

July 2024 ESG Policy Update—Australia

K&L Gates LLP on

Australian Update - Proposed Code of Practice to Reduce Modern Slavery Through Lending, Investment and Asset Management - The New South Wales (NSW) Anti-Slavery Commissioner (Commissioner) recently released its discussion...more

Jones Day

Data Breach Update to Australian Securities Exchange Guidance on Continuous Disclosure Listing Rules

Jones Day on

The Situation: The Australian Securities Exchange ("ASX") has published new data breach examples in an update to its continuous disclosure Guidance Note, effective from 27 May 2024 ("Data Breach Examples")....more

K&L Gates LLP

Doing Business in Australia

K&L Gates LLP on

Australia welcomes new business and foreign investment by providing a strong economy, a stable political environment and a skilled and talented workforce. Our comprehensive guide to Doing Business in Australia has been...more

K&L Gates LLP

ESG–Australia – Consultation Material for the 5th Edition of the Corporate Governance Council Principles and Recommendations...

K&L Gates LLP on

Overview - The Australian Securities Exchange (ASX) Corporate Governance Council (Council) has recently released its consultation materials for the proposed 5th Edition of the Corporate Governance Council Principles and...more

Jones Day

Australian Financial Services Regulatory Update - June 2022

Jones Day on

This edition of the Update covers:  Recent legal and regulatory developments, including the release of regulatory guidance on crypto asset-related investment products, the imposition of additional licence conditions on the...more

Jones Day

Slowing the Growth of Shareholder Class Actions? Australia Announces Permanent Changes to Continuous Disclosure Laws

Jones Day on

The Situation: Australia's Federal Government has announced that it intends to make permanent reforms introduced during the COVID-19 pandemic to continuous disclosure requirements for ASX-listed companies. The temporary...more

Jones Day

Australian Company & Securities Update | Issue One

Jones Day on

KEY LEGAL AND REGULATORY DEVELOPMENTS - Legislative and Regulatory Reform - Permanent reforms in respect of virtual meetings and electronic execution - On 19 October, the Federal Government released for...more

36 Results
 / 
View per page
Page: of 2

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide