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Banging the Close › Enforcement Actions

Stinson - Corporate & Securities Law Blog

Second Recent CFTC “Banging The Close” Case Results In Various CEA Violations, Fines, Trading Bans

Stinson - Corporate & Securities Law Blog on

On November 25, 2013, the Commodity Futures Trading Commission (CFTC) settled with Daniel Shak and SHK Management LLC (collectively Respondents) for violating the Commodity Exchange Act (CEA). ...more

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