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Best Execution European Securities and Markets Authority (ESMA)

A&O Shearman

ESMA final report on order execution policy technical standards

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The European Securities and Markets Authority (ESMA) has published a final report in relation to the draft regulatory technical standards (RTS) specifying criteria for establishing and assessing the effectiveness of...more

A&O Shearman

Best Execution Concerns Reiterated by the UK Financial Conduct Authority

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The Financial Conduct Authority published a statement on best execution compliance by investment firms. The statement sets out the FCA's findings from supervisory work on how investment managers deliver best execution for...more

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