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Brokers Venture Capital

Fox Rothschild LLP

The 'New' M&A Broker-Dealer Exemption

Fox Rothschild LLP on

The bane of every start-up company is the never-ending quest to raise capital for its operations. Newly (and not so new) formed companies seemingly would do anything to raise funds. Over the course of many decades, these...more

White & Case LLP

Financial institutions M&A: Brokers/Corporate Finance

White & Case LLP on

Financial institutions M&A sector trends: brokers/corporate finance — H1 2021 and outlook for H2 2021 - Financial advisers turn to M&A to deliver additional bandwidth, capability and resources to ride the post-lockdown M&A...more

Lowenstein Sandler LLP

Financial Service Providers Must File Foreign Financial Services Transactions With BEA Before October 30

Lowenstein Sandler LLP on

All U.S. persons or businesses that meet the definition of a "financial services provider" and conducted financial services transactions with foreign persons during the 2019 fiscal year must file the survey known as the...more

Adler Pollock & Sheehan P.C.

Glossary of Important Securities Regulation Terms and Definitions

This Glossary is designed to provide law students taking Securities Regulation with a tool that will assist them in learning the basic language of securities law and achieve a working knowledge of the fundamental principles...more

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