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Citigroup Securities and Exchange Commission (SEC) Securities Fraud

Dorsey & Whitney LLP

Judge Rakoff, Newman And Illegal Tipping

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One of the questions regarding U.S. v. Newman, 773 F. 3d 438 (2nd Cir. 2014)(here) and its personal benefit test for illegal tipping is its application outside the Second Circuit. When applying Newman, Judge Rakoff has...more

Dorsey & Whitney LLP

This Week In Securities Litigation

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In the roll-up to the Labor Day weekend, the SEC issued new rules regarding asset backed securities and credit rating agencies. The Commission also announced a new pilot program on tick size....more

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