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Code of Conduct Listing Rules

A&O Shearman

European Securities and Markets Authority consults on EU code of conduct for issuer-sponsored research

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The European Securities and Markets Authority has published a consultation on draft regulatory technical standards to establish an EU code of conduct for issuer-sponsored research. When final, the RTS will supplement the...more

BCLP

UK Corporate Briefing - July 2024

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Welcome to the Corporate Briefing, where we review the latest developments in UK corporate law that you need to know about. ...more

Mayer Brown Free Writings + Perspectives

Waivers of Code of Conduct for Nasdaq Listed Companies

On September 5, 2023, the Securities and Exchange Commission (the “SEC”) posted and declared effective a Nasdaq rule proposal modifying requirements related to a waiver of the code of conduct in Listing Rules 5610 and...more

Latham & Watkins LLP

Recent Developments for UK PLCs - September Edition

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On 10 August 2023, the FCA published Primary Market Bulletin 45, which describes its process for developing its policy position in relation to the new ISSB standards and developing climate-related transition plan guidance for...more

Latham & Watkins LLP

Hong Kong’s Listing Rules Amendments Relating to Bookbuilding and Placing Activities in ECM Transactions

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Intermediaries in bookbuilding and placing activities should prepare for the new rules, which will take effect on 5 August 2022. The Securities and Futures Commission of Hong Kong (SFC) published the “Consultation...more

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