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Code of Conduct MiFID II European Securities and Markets Authority (ESMA)

A&O Shearman

European Securities and Markets Authority consults on EU code of conduct for issuer-sponsored research

A&O Shearman on

The European Securities and Markets Authority has published a consultation on draft regulatory technical standards to establish an EU code of conduct for issuer-sponsored research. When final, the RTS will supplement the...more

Dechert LLP

Asset Management Regulatory Roundup - November 2017 - Issue 10

Dechert LLP on

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on the amendments to the European Venture Capital and Social Entrepreneurship Fund...more

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