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Code of Conduct Risk Management Corporate Governance

The Volkov Law Group

Episode 347 -- LRN's Code of Conduct Survey

The Volkov Law Group on

Have you ever wondered how different cultures and generations engage with a company's code of conduct? Do employees across the globe really follow ethical guidelines in the same way, or are there stark contrasts depending on...more

Bennett Jones LLP

[Webinar] AI Insights: Foundations - April 23rd, 10:00 am - 1:00 pm MT

Bennett Jones LLP on

Our goal is to cut through the hype and noise, while zeroing in on how AI and its evolving regulation will impact your business, your competitors and the markets in which you operate....more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - April 8th - 11th, Newport Beach, CA

One of SCCE’s most sought-after educational opportunities, this in-person, hands-on learning experience is designed to encourage small-group interaction and networking while teaching you how to effectively manage a compliance...more

Conyers

Bermuda Regulatory Outlook 2023

Conyers on

An old adage says that the only things in life that are certain are death and taxes. We think regulatory changes can surely be added to that list. A number of regulatory updates will affect Bermuda entities this year, and we...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Aerospace, Defense & Government Contracting Compliance & Ethics Conference - February 21st, 8:55 am - 4:45 pm CT

Stay on top of the complexities in aerospace, defense, and government compliance - Few industries are as heavily regulated as aerospace, defense, and government contracting, and few also have such a large investment in...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - July 11th - 14th, Singapore, Singapore

Are you looking to better… - Support, enhance, and manage a compliance and ethics program? - Mitigate risk within your organization? - Understand the components of effective program infrastructure? SCCE’s Basic...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - June 20th - 23rd, Amsterdam, Netherlands

Are you looking to better… - Support, enhance, and manage a compliance and ethics program? - Mitigate risk within your organization? - Understand the components of effective program infrastructure? SCCE’s Basic...more

Society of Corporate Compliance and Ethics...

[Webinar] Building and Sustaining an Effective Conduct and Ethics Program - October 19th, 12:00 pm - 1:30 pm CDT

Learning Objectives: - Setting the stage: Defining and fostering an ethical culture - Establishing the fundamentals: Implementing the building blocks of an effective program - Moving beyond the fundamentals:...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Scottsdale Regional Compliance & Ethics Conference - September 17th, 8:25 am - 4:30 pm PDT

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

Society of Corporate Compliance and Ethics...

Susan Roberts on Creating a Compliance Program Book

Cataloguing everything your compliance program does isn’t easy, but Susan Roberts, who recently retired from full-time corporate life after serving as Chief Compliance Officer at three different companies, did just that. And...more

Woods Rogers

Spring Cleaning For Virginia Community Associations Top 10 Policies and Procedures

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The pandemic that took hold in 2020 created uncertainty and required community associations to adapt to new norms and its policies and procedures.  The country looked forward to a new year with new hope.  A new year usually...more

Health Care Compliance Association (HCCA)

No better time than right now to consider ethics

ethikos 34, no. 11 (November 2020) - A recent editorial in The Wall Street Journal stressed that today’s consumers and stakeholders are ethically minded, and companies ignore this trend at their peril. There is a wide...more

Thomas Fox - Compliance Evangelist

The Memoirs of Sherlock Holmes – The Stock-Brokers Clerk and Foundational Code of Conduct

This week, we return to Sherlock Holmes-themed blog posts. We finished the review of The Adventures of Sherlock Holmes and now move on to The Memoirs of Sherlock Holmes. Today we move on to The Adventure of the Stock-Brokers...more

Thomas Fox - Compliance Evangelist

Casebook of Sherlock Holmes: The Three Gables and the Institutional Justice

The concept of institutional justice is basic to any compliance regime. Companies that seem to get into the most trouble are those that lack this basic concept. It means more than simply fair and equitable treatment; it...more

Thomas Fox - Compliance Evangelist

Farewell to Rip Torn and Hello to Compliance Incentives

In the recently released Evaluation of Corporate Compliance Programs, 2019 Guidance by the Department of Justice, incentives are specifically identified in the section under “is your program effectively implemented?” The 2019...more

Thomas Fox - Compliance Evangelist

The Evolving Ethics and Compliance Marketplace

This week I am running a special five-part podcasts, which considers the evolving landscape around risk, compliance and ethics. In this podcast series, I will visit with Paul Johns, Chief Marketing Officer, and Rebecca Turco,...more

Thomas Fox - Compliance Evangelist

Wuthering Heights Week: Part II, Catherine and Tragedy

How does your organization support its ethics and corporate values required to support an integrity program? This is more than creating institutional justice and institutional fairness....more

Mitratech Holdings, Inc

How a Sports Fan Saved His Company With Compliance

In 2015, when FIFA was experiencing scandal from all sides, lifelong sports fan Pedro Castro Nevares was called in to take over the compliance function at Torneos y Competencias, a South American sports marketing firm that...more

Thomas Fox - Compliance Evangelist

How Monitors Work

Today we consider how monitors work. On my podcast, the FCPA Compliance Report, I am visiting with Don Stern, the Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc., (AMI) who sponsored...more

Thomas Fox - Compliance Evangelist

Convergence of Cultural Styles to Move the Needle Forward

I continue my exploration of how to change the culture in an organization based upon a series of articles in the most recent edition of the Harvard Business Review (HBR) by Boris Groysberg, Jeremiah Lee, Jesse Price and J....more

Thomas Fox - Compliance Evangelist

Using Movie Clips to Expand Your Compliance Classroom

Create unforgettable teachable moments - Instead of having lawyers drone on, giving forgettable instructions on ethics, culture and honesty; they will clearly enjoy a scene of a star like Leonardo DiCaprio bluffing his way...more

Thomas Fox - Compliance Evangelist

The 10 Hallmarks of an Effective Compliance Program: Still the Foundation

The joint Department of Justice (DOJ) and Securities and Exchange Commission (SEC) 2012 FCPA Guidance came out five years ago this month. As a commentator focusing on the doing of compliance, we should pause to once again...more

The Volkov Law Group

Lawyers Can Be A Positive Force for Compliance

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Lawyers get a bad rap, and I am not just referring to all the lawyer jokes we have heard numerous times. Lawyers get a bad rap when it comes to compliance. Much of it is not deserved – but candidly, some of it is deserved....more

The Volkov Law Group

Wake Up and Mind Your Culture — Practical Approaches to Managing a Company’s Culture

The Volkov Law Group on

Ethical culture is the flavor of the year these days. We are seeing more postings and articles about the importance of ethical culture, and even pushing the idea of measuring and monitoring culture....more

The Volkov Law Group

Match Made in Heaven: Compliance and Human Resources

The Volkov Law Group on

The corporate compliance function is only as successful as its partnerships with key internal constituencies. Depending on the company and the personnel involved, compliance has to establish and maintain effective working...more

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