FCPA Compliance and Ethics Report-Episode 161-Gini Dietrich on how to create a MasterClass
The California Department of Financial Protection and Innovation (DFPI) has proposed to adopt rules that would require investment adviser representatives (IARs) to complete 12 credit hours of continuing education courses each...more
Ditch those pens and Dictaphones! A colleague recently commented about how a former partner liked to joke, “I’ll break your hand if I catch you writing a brief by pen and paper!” Guess what his preferred technology...more