News & Analysis as of

Corporate Executives Compliance

ArentFox Schiff

Trade Association Governance: Policies That Support the Three “Executives” — the Executive Committee, Executive Session, and Chief...

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When was the last time your association board and chief executive asked each other, “How should we work together?”...more

Society of Corporate Compliance and Ethics...

[Event] 13th Annual European Compliance & Ethics Institute - March 10th - 12th, Lisboa, Portugal

Join us in Lisbon, Portugal for the 13th annual European Compliance and Ethics Institute, 10–12 March 2025! We look forward to gathering once again to share insights and strategies on the unique challenges of European...more

Bass, Berry & Sims PLC

SEC Charges Former Public Company Director and CEO with Concealing Close Friendship with Company Executive

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As most public companies enter their fourth fiscal quarter and look ahead to filing their Form 10-Ks and proxy statements, a recent settlement agreement announced by the Securities and Exchange Commission (the SEC) serves as...more

Society of Corporate Compliance and Ethics...

[Webinar] Workplace Misconduct Compliance and Investigations: What Board Members and Senior Leaders Need to Know - October 16th,...

Learning Objectives: - Learn about Board and executive oversight responsibilities for effective human resources compliance programs, including Board oversight of investigations of misconduct allegations. - Identify...more

Thomas Fox - Compliance Evangelist

Enterprise Risk Assessment: Essential Strategies for Compliance Professionals

An Enterprise Risk Assessment is fundamental to managing an organization’s strategic and operational landscapes. For compliance professionals, navigating the intricate world of risk can be particularly complex yet crucial. It...more

Health Care Compliance Association (HCCA)

[Webinar] How to Implement the OIG's Latest General Compliance Program Guidance (GCPG) - June 4th, 12:00 pm - 1:30 pm CT

Learning Objectives: - Understand how to use the GCPG to drive change and elevate your compliance program to the next level - Identify the best tools to help accomplish this (including regulatory intake,...more

Holtzman Vogel Baran Torchinsky & Josefiak

In-Compliance: Holtzman Vogel's April 2024 Round-Up

On April 23, the Federal Trade Commission voted 3-2 to adopt a final rule banning noncompete agreements. The FTC defines a "non-compete clause" broadly as a term or condition of employment that prohibits a worker from, or...more

Goodwin

The Coming Storm: Preparing for The SEC's Final Climate-Related Disclosure Rules

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On March 6, 2024, the U.S. Securities and Exchange Commission (SEC) adopted final rules that will require expansive new climate-related disclosures in Form 10-K and Form 20-F annual reports and most registration statements....more

Kohrman Jackson & Krantz LLP

Scrutiny on Personal Use of Business Jets Intensifies: IRS to Conduct Audits

Initially, tracking systems were employed to monitor the private jet usage of celebrities like Taylor Swift. Now, similar scrutiny will extend to executives who utilize business aircraft for personal purposes while claiming...more

Society of Corporate Compliance and Ethics...

[Event] 12th Annual European Compliance & Ethics Institute - March 18th - 20th, Amsterdam, Netherlands

Get ready for inspiration, innovation, and new ideas! Join us in Amsterdam for the 12th annual European Compliance and Ethics Institute, 18–20 March 2024. We look forward to gathering in-person once again to share insights...more

J.S. Held

AHLA Takeaway: Healthcare Executives, Is Your House In Order?

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Walking away from the American Health Law Association’s annual conference, I’m feeling energized from (re)connecting with friends and colleagues, inspired by the complex and transformational work being done throughout the...more

Society of Corporate Compliance and Ethics...

[Webinar] Creating and maximizing your audit and monitoring program - March 29th, 12:00 pm - 1:30 pm CT

Learning Objectives: - Creating an audit and monitoring program as part of an effective compliance program. - When and how to use limited resources to maximize your program - Presenting your audit and monitoring...more

NAVEX

[Webinar] Top Ten Risk & Compliance Trends for 2023: Prepare Using Expert Predictions & Guidance - January 19th, 10:00 am PT

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Join Kristy Grant-Hart, CEO at Spark Compliance Consulting, and Carrie Penman, chief risk and compliance officer at NAVEX, for a 90-minute webinar summarizing our annual Top 10 Trends in Risk and Compliance eBook. In this...more

Bass, Berry & Sims PLC

[Virtual Conference] Nashville Healthcare Fraud Conference - December 15th - 16th, 8:00 am - 1:00 pm CST

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Please join us for the 8th Annual Nashville Healthcare Fraud Conference hosted by Bass, Berry & Sims and the Tennessee Hospital Association. Eligible for more than seven hours of CLE credit (including ethics), this...more

Society of Corporate Compliance and Ethics...

[Event] 11th Annual European Compliance & Ethics Institute - March 20th - 22nd, Amsterdam, Netherlands

In-person is back! Join us in Amsterdam for the 2023 European Compliance & Ethics Institute! Strengthen your compliance and ethics program by attending our 11th annual European Compliance and Ethics Institute, 20-22 March...more

Society of Corporate Compliance and Ethics...

[Event] 21st Annual Compliance & Ethics Institute - October 16th - 19th, Phoenix, AZ

SCCE’s Compliance & Ethics Institute (CEI) is our primary educational and networking event for compliance and ethics professionals across the country. Leading industry professionals cover real-world compliance issues,...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 10th Annual European Compliance & Ethics Institute - March 22nd - 23rd, 11:00 am - 5:30 pm CET

Join SCCE virtually for the 10th Annual ECEI - Can't attend the conference in-person? The European Compliance & Ethics Institute, 22-23 March 2022, allows you to hear from today’s compliance and ethics leaders on the...more

Society of Corporate Compliance and Ethics...

[Event] 10th Annual European Compliance & Ethics Institute - March 14th - 16th, Amsterdam, Netherlands

Join SCCE in Amsterdam for the 10th Annual ECEI - Want to learn more about the challenges facing the European and global compliance and ethics community? Join us for the 10th Annual European Compliance & Ethics...more

Society of Corporate Compliance and Ethics...

[Event] 20th Annual Compliance & Ethics Institute - September 19th - 22nd, Las Vegas, NV

SCCE’s Compliance & Ethics Institute is the primary educational and networking event for compliance and ethics professionals worldwide. Leading industry professionals cover real‑world compliance issues, emerging trends, and...more

NAVEX

[Webinar] Training: More Complex, More Important — and More Pushback - February 25th, 9:30 am - 10:00 am PST

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Learn More About: - Steps a Company Can Take - How to Prepare for Objections - Getting Executives Involved in Articulating Company Values - Adapting from In-Person Training - Navigating Heated or Divided Workplace...more

Oberheiden P.C.

Keys to Performing a Corporate Compliance Audit

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Compliance is a top legal concern for companies in all industries. From adequately protecting customer and employee data to avoiding allegations of bribery and fraud, compliance can mean different things under different...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 9th Annual European Compliance & Ethics Institute - March 15th - 17th, 9:55 am - 6:00 pm CET

Though we are disappointed we will not be together in-person, we remain dedicated to providing a first-class learning experience while keeping the health and well being of everyone a top priority.  The ECEI will have the...more

NAVEX

From Compliance to Risk Management to Better Performance

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For some time now, we’ve been saying on this blog that strong corporate compliance goes hand-in-glove with strong enterprise risk management. The former is often a subset of the latter, and the latter is crucial for a...more

NAVEX

How Compliance Should Work With Business Operations: The First Line of Defense

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Compliance officers often struggle to develop the right working relationship between themselves and executives in the business operations — executives who, as best practices have told us for years, are supposed to “own the...more

Reveal

Information Governance: Insights From The Roundtable

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Today’s organizations are faced with the overwhelming challenge of managing, finding, and leveraging their information. On average, organizations use 88 applications to power their workforce, a 21% increase from just three...more

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