Corruption, Securities and Exchange Commission (SEC), Board of Directors

[Event] Global Anti-Corruption, Ethics & Compliance - June 10th - 11th, New York, NY

American Conference Institute (ACI) on 5/15/2025

ACI's Global Anti-Corruption, Ethics & Compliance – New York is your best opportunity to hear how companies are addressing the status of DOJ and SEC priorities, effective compliance and risk strategies, strengthening...more

Risk & Compliance as a Strategic Imperative for the Board

NAVEX on 2/20/2024

In an era marked by heightened global regulatory scrutiny and enforcement, the landscape of risk and compliance is undergoing an evolution making the strategic imperative for effective, risk-based compliance initiatives...more

The Herbalife FCPA Enforcement Action: Part 4 – Final Thoughts

Thomas Fox - Compliance Evangelist on 9/18/2020

We are the end of my multi-part exploration of the Herbalife Nutrition Ltd (Herbalife) Foreign Corrupt Practices Act (FCPA) enforcement action with both the Department of Justice (DOJ) and Securities and Exchange Commission...more

Corporate Anticorruption Compliance Programs: Ten Questions Every Board Director Should Ask

Jones Day on 2/1/2018

The United States Department of Justice, the U.S. Securities and Exchange Commission, and non-U.S. governments and agencies have recently emphasized their continued commitments to pursuing both corporate and individual...more

Commercial Division Dismisses Derivative Lawsuit After Board Rejects Shareholder Demand

Patterson Belknap Webb & Tyler LLP on 11/28/2017

The decision to bring a lawsuit on behalf of a corporation is entrusted to the corporation’s board of directors. A shareholder may not maintain a derivative lawsuit on behalf of a corporation without first making a demand on...more

This Week in FCPA-Episode 55, the Covfefe Edition

Thomas Fox - Compliance Evangelist on 6/2/2017

This week, Jay and I have a wide-ranging discussion on some of the week’s top compliance related stories. We discuss: 1. Brazilian meatpacker JBS agrees to the largest fine ever for fine for bribery and corruption, $3.2bn...more

Forecasting, Risk Management and Compliance

Thomas Fox - Compliance Evangelist on 12/2/2016

When I was in the corporate world, I cannot begin to recall the number of times senior management had an overly optimistic forecast regarding some transaction; whether the transaction was the purchase of a smaller company, a...more

Corruption › Securities and Exchange Commission (SEC) › Board of Directors