News & Analysis as of

Commodity Pool Operator › Swaps › European Securities and Markets Authority (ESMA)

Commodity Pool Operators are individuals who manage and secure capital for commodity pools. Most commodity pool operators are required to register as CPOs, unless they qualify for a registration exemption under... more +
Commodity Pool Operators are individuals who manage and secure capital for commodity pools. Most commodity pool operators are required to register as CPOs, unless they qualify for a registration exemption under the Commodity Futures Trading Commission regulations.  less -
Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review - December 17, 2012

Orrick, Herrington & Sutcliffe LLP on

In This Issue: *Financial Industry Developments - CFTC No-Action Relief for Securitizations from Commodity Pool Operator Registration - CFTC No-Action Relief for Mortgage REIT Operators from Commodity Pool...more

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