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CRD IV Directive Capital Requirements Regulation (CRR) Investment Firms

Proskauer Rose LLP

Regulation Round Up - July 2021

Proskauer Rose LLP on

The Basel Committee on Banking Supervision (“BCBS”) published a report jointly with the World Bank setting out the findings from a global survey on proportionality in banking regulation and supervision....more

A&O Shearman

Revised prudential framework for investment firms

A&O Shearman on

On 20 December 2017, the European Commission published proposals to revise the framework for the prudential regulation of investment firms. The proposals were anticipated and are an attempt to “ensure that investment firms...more

Orrick - Finance 20/20

European Commission Calls for Further Technical Advice from EBA on Prudential Regime for Investment Firms under CRD IV

Orrick - Finance 20/20 on

On July 6, 2016, the EBA published a call for advice, dated June 13, 2016, that it has received from the European Commission relating to the prudential requirements applicable to investment firms under the Capital...more

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