News & Analysis as of

Crowdfunding Financial Conduct Authority (FCA)

Crowdfunding is a method for raising capital whereby many individuals network and pool their funds, usually via the internet or social media. Crowdfunding methods are used in a variety of circumstances including,... more +
Crowdfunding is a method for raising capital whereby many individuals network and pool their funds, usually via the internet or social media. Crowdfunding methods are used in a variety of circumstances including, but not limited to, supporting charitable organizations, disaster relief, product development, artistic projects, and financing start-up companies. The passage of the JOBS Act of 2012 sought to broaden the use of crowdfunding in developing private capital for start-up companies by relaxing certain SEC investor registration requirements. less -
Hogan Lovells

Securities and markets regulatory news, October 2020 # 2

Hogan Lovells on

MiFIR: FCA statement on trade reporting and position limit obligations - The UK Financial Conduct Authority (FCA) has published a statement on trade reporting and position limit obligations under the Markets in Financial...more

A&O Shearman

UK Regulator Publishes Policy Statement on Peer-To-Peer and Investment-Based Crowdfunding Platforms

A&O Shearman on

The U.K. Financial Conduct Authority has published a Policy Statement containing its final changes to the rules and guidance governing loan-based crowdfunding platforms (or "peer-to-peer" platforms). The Policy Statement...more

A&O Shearman

UK Regulator Wants Stronger Wind-Down Plans for Loan-Based Crowdfunding Platforms

A&O Shearman on

The Financial Conduct Authority has published a "Dear CEO" letter addressed to loan-based peer-to-peer crowdfunding platforms requesting the platforms to review their wind-down arrangements. The FCA implemented rules...more

A&O Shearman

Key Regulatory Topics: Weekly Update 10 August 2018 – 16 August 2018

A&O Shearman on

BREXIT - Please see the ‘Other Developments’ section for an update on the minutes of the meeting between the Governor of the BoE and the Chancellor of the Exchequer on the June Financial Stability Report....more

A&O Shearman

UK Financial Conduct Authority Proposes Changes to Rules Governing Peer-to-Peer Lending Platforms

A&O Shearman on

The Financial Conduct Authority has launched a consultation on new rules for loan-based crowdfunding platforms, also known as peer-to-peer lending platforms. The FCA implemented rules regulating FCA-authorized firms operating...more

A&O Shearman

UK Regulator Concerned that Loan-Based Crowdfunding Platforms may be Facilitating Loans to Lending Business that are not Properly...

A&O Shearman on

The Financial Conduct Authority has published a letter addressed to the CEOs of firms operating a loan-based crowdfunding platform about concerns that the platforms may be facilitating loans to lending businesses that do not...more

Morrison & Foerster LLP

UK Regulations: Urgent Action Required from Loan-based Crowdfunding Platforms

The UK’s Financial Conduct Authority (“FCA”) published a “Dear CEO” letter on 28 February 2017 that requires urgent action from firms which operate a loan-based crowdfunding platform that facilitates loans to lending...more

Cooley LLP

Blog: TSC publishes crowdfunding correspondence with PRA & FCA. “Tax incentives” now at risk?

Cooley LLP on

The UK’s Treasury Select Committee (TSC) has published an exchange of letters with each of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). In the covering press release, TSC Chair, Andrew...more

Cooley LLP

Blog: FCA review of crowdfunding & peer-to-peer lending rules – change and enforcement likely to follow

Cooley LLP on

The FCA has published a “Call for input to the post-implementation review of [its] crowdfunding rules“. Some will think this is code for “move along please, there’s nothing to see here” – and that would be understandable. But...more

A&O Shearman

UK Treasury Committee Requests Regulators to Consider Risks and Opportunities of Crowdfunding

A&O Shearman on

The Treasury Committee of the UK Parliament announced that Andrew Tyrie MP, Chairman of the Treasury Committee, had written to Financial Conduct Authority and the Prudential Regulation Authority requesting further information...more

Cooley LLP

Blog: UK Treasury Select Committee To Investigate Adequacy & Appropriateness Of Crowdfunding Regulation?

Cooley LLP on

The Chairman of the Treasury Select Committee (TSC), Andrew Tyrie MP, has written to the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) about crowdfunding. Although he doesn’t say so in terms,...more

Robins Kaplan LLP

Your daily dose of financial news The Brief – 5.31.16

Robins Kaplan LLP on

A lawsuit over an alleged Ponzi scheme involving a fund pushed by MetLife agents is raising hard questions for the insurance giant over the reaches of corporate liability...more

Cooley LLP

Blog: Peer-To-Peer Lending: Updates From The FCA & HM Revenue & Customs

Cooley LLP on

The FCA has published a “Statement on Peer-to-Peer applications for full authorisation“. As at 30 March 2016: 8 Peer-to-Peer (P2P) lending platforms had been fully authorised by the FCA...more

Cooley LLP

Blog: The Growth Of UK Peer-To-Peer Lending & Crowdfunding: A Good News Story

Cooley LLP on

The University of Cambridge and Nesta have published their latest report on the growth of the UK’s P2P lending and alternative finance industry, and it makes very happy reading indeed. ...more

K&L Gates LLP

FinTech in the UK: Regulating Disruption

K&L Gates LLP on

The United Kingdom Government’s Chief Scientific Adviser in its 2015 FinTech Report considered “FinTech” as the integration of “finance and technology in ways that will disrupt traditional financial models and businesses and...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest - Volume X, Issue 23

In This Issue: - Meeting of the SEC Advisory Committee on Small and Emerging Companies - FINRA Requests Comment on a Proposed Rule to Require Delivery of an Educational Communication to Customers of a Transferring...more

Katten Muchin Rosenman LLP

FCA Reviews Regulatory Regime for Crowdfunding and Promotion of Non-Readily Realizable Securities by Other Media

On February 3, the Financial Conduct Authority (FCA) published a report in light of its review of the regulatory regime for crowdfunding and the promotion of non-readily realizable securities by other media....more

Morrison & Foerster LLP - JOBS Act

UK Regulator Publishes Findings of Crowdfunding Review

Earlier this month, the UK’s Financial Conduct Authority published a paper, “A review of the regulatory regime for crowdfunding and the promotion of non-readily realizable securities by other media”, which provides a...more

Orrick - Finance 20/20

FCA Issues Consultation Paper on Crowdfunding in the UK

Orrick - Finance 20/20 on

The Financial Conduct Authority issued a consultation paper on the regulation of crowdfunding activities in the UK, in advance of assuming the responsibility for regulating consumer credit in the UK (previously the remit of...more

19 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide