News & Analysis as of


SEC Gets into the Data Analysis Game

by Brooks Pierce on

I’m a little late to this news, but it’s worth noting that among the SEC’s initiatives being started in recent months is the Center for Risk and Quantitative Analytics. Basically, the Center is an attempt to help the...more

SEC Announces Three New Enforcement Initiatives

by Holland & Knight LLP on

On July 2, 2013, the SEC announced the creation of the Financial Reporting and Audit Task Force, the Microcap Task Force and the Center for Risk and Quantitative Analytics with the goal of combating fraudulent financial...more

SEC Creates New Task Forces and Analytical Hub to Crack Down on Financial Reporting and Microcap Fraud

by BakerHostetler on

On July 2, 2013, the U.S. Securities and Exchange Commission (SEC) announced three initiatives together with a promise to employ an increasingly proactive approach to discover fraudulent accounting and securities practices....more

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