NFA Chairman Chris Hehmeyer Talks Bankruptcy Reform
CFTC Proposal Poses “Monumental” Challenge to FCMs
On August 8, 2016, the U.S. Commodity Futures Trading Commission (CFTC) announced three separate enhancements relating to the protection of customer funds. ...more
The Financial Industry Regulatory Authority (FINRA) will soon be soliciting public comment on a proposal allowing financial institutions to put a hold on customer funds and notify a customer's "trusted contact" when the...more