News & Analysis as of

Cyber Attacks Disaster Preparedness

Society of Corporate Compliance and Ethics...

Compliance & Disaster Preparedness

When planning for disasters, organizations are typically focused on things like call trees, backup data servers, and alternative work locations. In the crush to survive the immediate threat it’s easy to forget about...more

Opportune LLP

Top 4 Tips When Creating Your Business Continuity Plan

Opportune LLP on

Find out why developing and continually maintaining a business continuity plan can help energy companies better prepare for unexpected disturbances....more

Ballard Spahr LLP

NYDFS Requires Filing of Preparedness Plans and Financial Risk Assessments Related to COVID-19

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In an Industry Letter, the New York State Department of Financial Services (NYDFS) is requesting assurance that New York State regulated institutions have preparedness plans in place to address operational risk, and it is...more

WilmerHale

SEC Proposes New Requirement for Business Continuity Plans for Investment Advisers

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On June 28, 2016, the Securities and Exchange Commission (“SEC”) proposed a rule that would require all SEC-registered investment advisers to adopt and implement a business continuity and transition plan (“BCP”). The BCP...more

Proskauer Rose LLP

SEC Proposes Rule Requiring Registered Advisers to Adopt Business Continuity and Transition Plans

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On June 28, 2016, the Securities and Exchange Commission (SEC) proposed new Rule 206(4)-4 under the Investment Advisers Act of 1940 (Advisers Act) that would require registered investment advisers to adopt and implement...more

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