News & Analysis as of May 13, 2025

Cybersecurity › Enforcement Actions › Ethics

+ Follow

Follow this channel for advisories on one of the biggest threats to businesses today. Read a morning brief of fresh guidance and commentary by leading lawyers on security, privacy, risk... more +

Follow this channel for advisories on one of the biggest threats to businesses today. Read a morning brief of fresh guidance and commentary by leading lawyers on security, privacy, risk management, global regulations, data protection, leaks, hacking, cyber insurance, compliance, HIPAA, and every other aspect of cybersecurity of import to corporate readers right now. less -

Great Women in Compliance: The Future of Enforcement with Jennifer Lee

Thomas Fox - Compliance Evangelist on 3/26/2025

In this episode of Great Women in Compliance, Hemma hosts Jennifer Lee, a partner at Jenner & Block LLP and former Assistant Director at the SEC. The discussion covers Jennifer’s work in SEC investigations, the importance of...more

FCA Whistleblower Complaints Reach All Time High in 2024

Fox Rothschild LLP on 1/17/2025

The U.S. Department of Justice (DOJ) published its 2024 False Claims Act (FCA) statistics and press release this week touting $2.9 billion in judgments and settlements last fiscal year, slightly higher than 2023’s $2.7...more

[Virtual Event] Government Contracting Compliance & Ethics Conference - February 27th, 8:00 am - 5:00 pm CT

Society of Corporate Compliance and Ethics... on 1/9/2025

Stay on top of the complexities of government contracting - Few industries are as heavily regulated or complex as government contracting. If your organization performs government-contracted services, or if you are charged...more

[Event] 28th Annual Compliance Institute - April 14th - 17th, Nashville, TN

Health Care Compliance Association (HCCA) on 12/5/2023

Get ready to be inspired with game-changing insights and industry connections! For over two and a half decades, healthcare compliance professionals have gathered at HCCA’s Compliance Institute (CI) to share ideas, learn...more

[Hybrid Event] Third Annual Navigating the Annual Meeting and Reporting Season Program - November 16th, Houston, TX

Vinson & Elkins LLP on 10/25/2023

In this program, we will focus on SEC developments affecting, and practical aspects of preparing for, public companies’ annual meetings and annual reports, including compensation, shareholder proposals and corporate...more

[Event] Regional Compliance & Ethics Conference - December 9th, Philadelphia, PA

Society of Corporate Compliance and Ethics... on 11/4/2022

Looking for compliance training and networking in your area? SCCE’s Regional Compliance & Ethics Conferences offer practitioners convenient, local compliance training, including updates on the latest news in regulatory...more

[Virtual Event] Chicago & Nashville Regional Compliance & Ethics Conference - July 15th, 8:25 am - 4:30 pm CDT

Society of Corporate Compliance and Ethics... on 6/7/2022

General and specialty compliance training from the comfort of your home or office! SCCE’s Regional Compliance & Ethics Conferences provide practitioners with virtual compliance training that includes updates on the latest...more

[Virtual Event] Washington DC Regional Compliance & Ethics Conference - October 8th, 8:25 am - 4:30 pm EDT

Society of Corporate Compliance and Ethics... on 10/5/2021

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

[Virtual Event] 2021 Atlanta Regional Compliance & Ethics Conference - August 13th, 8:25 am - 4:30 pm EDT

Society of Corporate Compliance and Ethics... on 6/8/2021

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

[Virtual Event] 2021 Tampa Regional Compliance & Ethics Conference - April 23rd, 8:25 am - 4:30 pm EDT

Society of Corporate Compliance and Ethics... on 3/23/2021

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

[Virtual Event] 2021 Boston Regional Compliance & Ethics Conference - March 26th, 8:25 am - 4:30 pm EDT

Society of Corporate Compliance and Ethics... on 2/11/2021

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

[Virtual Event] 2021 25th Annual Compliance Institute - April 19th - 22nd, 9:30 am - 4:35 pm CDT

Health Care Compliance Association (HCCA) on 1/26/2021

The Compliance Institute is celebrating 25 years! Join us for the Compliance Institute's 25th anniversary, April 19-22, 2021. This year, HCCA is excited to celebrate over two decades of compliance excellence with our...more

[Virtual Event] 2020 Virtual Washington DC Regional Compliance & Ethics Conference - October 9th, 8:25 am - 4:30 pm EDT

Society of Corporate Compliance and Ethics... on 8/18/2020

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

[Event] Virtual 2020 San Francisco Regional Compliance & Ethics Conference - May 15th, San Francisco, CA

Society of Corporate Compliance and Ethics... on 4/28/2020

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirement, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

[Event] Regional Compliance & Ethics Conference - February 27th - 28th, Anchorage, AK

Society of Corporate Compliance and Ethics... on 2/6/2020

This two-day Regional Compliance and Ethics Conferences provide attendees with a forum to interact with local compliance professionals, share information about your compliance successes and challenges, and create educational...more

[Event] Board & Audit Committee Compliance Conference - February 24th - 25th, Fort Lauderdale, FL

Health Care Compliance Association (HCCA) on 11/21/2019

The Office of Inspector General of Health and Human Services expects board members, board audit/compliance committee members, and senior level leaders of organizations to be experienced in compliance oversight. The Board &...more

Funds Talk: March 2017

Kramer Levin Naftalis & Frankel LLP on 3/2/2017

OCIE Highlights Frequent Topics for Compliance Deficiencies for Investment Advisers - On Feb. 7, 2017, the Securities and Exchange Commission’s (SEC’s) Office of Compliance Inspections and Examinations (“OCIE”) published...more

Preview of NAVEX Global’s 2015 Ethics and Compliance Virtual Conference

NAVEX on 11/4/2015

As 2015 draws to a close (where did the time go?), the 2016 planning season is in full swing. You likely already have an idea of initiatives you’ll want to tackle, but taking your ethics and compliance program to the next...more

Privacy, Security, Risk: What You Missed At IAPP Conference

Orrick, Herrington & Sutcliffe LLP on 10/15/2015

Earlier this month, privacy and security professionals from around the globe gathered for “Privacy. Security. Risk. 2015”—the second joint conference between the International Association of Privacy Professionals and the...more

Bridging the Week - October 2014 #4

Katten Muchin Rosenman LLP on 10/28/2014

Senior Fed Officials Encourage Financial Industry Firms to Improve Compliance Culture - Enhancing culture was the theme at a workshop on “Reforming Culture and Behavior in the Financial Services Industry” held at the...more

20 Results

/

View per page

Page: of 1