News & Analysis as of September 21, 2024

Cybersecurity › Financial Conduct Authority (FCA)

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Follow this channel for advisories on one of the biggest threats to businesses today. Read a morning brief of fresh guidance and commentary by leading lawyers on security, privacy, risk management, global regulations, data protection, leaks, hacking, cyber insurance, compliance, HIPAA, and every other aspect of cybersecurity of import to corporate readers right now. less -

UK Financial Insights from Katten | Issue 13

Katten Muchin Rosenman LLP on 8/23/2024

UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe....more

The EU’s Digital Operational Resilience Act (DORA) – 2024 Update

Skadden, Arps, Slate, Meagher & Flom LLP on 7/19/2024

As implementation of the EU’s Digital Operational Resilience Act (DORA) approaches, financial market participants and their technology service providers (both in and out of Europe) face a critical compliance deadline. The new...more

How FCA Guidance Aligns With Global Cyberattack Measures

Cadwalader, Wickersham & Taft LLP on 7/2/2024

By March 31, 2025, U.K. firms regulated by the Financial Conduct Authority will be required to have conducted mapping and testing to ensure they remain within their impact tolerances for identified operational risks of...more

The UK ICO Publishes Its Strategy on AI Governance

Skadden, Arps, Slate, Meagher & Flom LLP on 5/13/2024

Rather than specifically regulating artificial intelligence (AI), the UK government has opted to rely on the existing web of laws and regulations applying to technology across a spectrum of sectors in its jurisdiction. But...more

Privacy, Data and Cybersecurity Quick Clicks | Issue 16

Katten Muchin Rosenman LLP on 4/18/2024

Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe....more

Regulatory monitoring Newsletter - February 2024

A&O Shearman on 3/4/2024

1. Bank regulation - 1.1 Prudential regulation - (a) General - (i) EU - ECB: Memorandum of Cooperation between ECB and CAs on third-country bank supervision - Status: Final - The ECB has published a Memorandum of...more

eDiscovery Trends in 2024

TransPerfect Legal on 1/30/2024

TransPerfect Legal experts from across the globe sat down earlier this month to discuss the trends that will affect the eDiscovery industry (and all those who use the technology) in 2024. Stefan Nigam (UK), Tom Balmer...more

UK Regulators Propose Rules for Supervising Critical Third Parties

A&O Shearman on 12/13/2023

Following feedback to their July discussion paper, the U.K. regulators—the Bank of England, Prudential Regulation Authority and Financial Conduct Authority—have launched a joint consultation proposing rules and regulatory...more

Daily Financial Regulation Update -- Tuesday, October 17, 2023

Paul Hastings LLP on 10/17/2023

October 16, 2023- The U.S. Department of the Treasury and the Cyber Security Council of the United Arab Emirates announced the finalization of a bilateral Memorandum of Understanding on Cybersecurity Cooperation during a...more

AI in Europe: Road Map for Navigating the IP, Data Protection and Regulatory Considerations

Skadden, Arps, Slate, Meagher & Flom LLP on 9/19/2023

Organizations developing or using generative AI tools should implement cross-functional governance frameworks to develop and continuously monitor their use of such tools. From the earliest stages of generative AI use,...more

Financial Markets and Funds Quick Take | Issue 16

Katten Muchin Rosenman LLP on 7/28/2023

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

UK government announces its competing vision for AI regulation in Europe

Hogan Lovells on 3/30/2023

On 29 March 2023, the UK government published its long-awaited white paper on its intended approach to regulating AI. The proposal seeks to strike a balance between the primary policy objective of creating a ‘pro-innovation’...more

SEC Proposes Changes to Reg S-P to Enhance Protection of Customer Information

Goodwin on 3/24/2023

In this Weekly Roundup Issue. The Securities and Exchange Commission (SEC) proposed changes to Reg S-P to enhance protection of customer information, and reopened the comment period on proposed cybersecurity rules and...more

Daily Financial Regulation Update -- Friday, March 3, 2023

Paul Hastings LLP on 3/3/2023

Major Developments- Administration Releases National Cybersecurity Strategy- The White House has released its National Cybersecurity Strategy, outlining a vision and approach for a secure digital future....more

UK FCA Discussion Paper on updating and improving the UK regime for asset management

Hogan Lovells on 2/28/2023

The Financial Conduct Authority has published a discussion paper, ‘Updating and improving the UK regime for asset management’, requesting views on the current UK regime for regulating funds and asset managers. The discussion...more

Cyber resilience: considerations for Boards

A&O Shearman on 12/21/2022

The UK Financial Conduct Authority (FCA) has published its annual overview of insights from the Cyber Coordination Groups (CCG). Firms face an increasing threat of cyber attacks, particularly since the Covid-19 pandemic and...more

Daily Financial Regulation Update -- Wednesday, December 14, 2022

Paul Hastings LLP on 12/14/2022

December 13, 2022- State bank supervisors have appointed New York State Department of Financial Services Superintendent Adrienne A. Harris to serve as the state banking supervisor's representative on the Financial Stability...more

Operational resilience in the UK, EU and US: A comparison

White & Case LLP on 12/5/2022

With a new operational resilience framework in force in the UK and similar reforms proposed in the EU and the US, we examine how the regimes compare and their practical impact on financial services firms....more

Daily Financial Regulation Update -- Friday, October 7, 2022

Paul Hastings LLP on 10/7/2022

October 6, 2022- U.S. Secretary of the Treasury Janet L. Yellen announced that Treasury has signed a loan agreement for the Clean Technology Fund—a multilateral trust fund which helps to scale up low carbon technologies in...more

Upcoming Regulatory Initiatives Impacting Private Fund Managers - September 2022

Dechert LLP on 9/22/2022

This latest edition of the regulatory initiatives paper sets out at a high level the core regulatory issues that are likely to impact private fund managers in the coming months, including an overview of the key actions needed...more

Daily Financial Regulation Update -- Friday, July 1, 2022

Paul Hastings LLP on 7/1/2022

June 30, 2022- The Task Force on Financial Technology held a hearing entitled, "Combatting Tech Bro Culture: Understanding Obstacles to Investments in Diverse-Owned Fintechs."...more

Banking Bites - May 2022 #2

BCLP on 5/31/2022

Privy Council rules against extension of the Quincecare duty - Does a bank owe a duty of care to a person who is the beneficial owner of funds held in the account of a customer of the bank and who has been defrauded by...more

European Digital Compliance: Key Digital Regulation & Compliance Developments - April 2022

Morrison & Foerster LLP on 4/11/2022

To help organisations stay on top of the main developments in European digital compliance, Morrison & Foerster’s European Digital Regulatory Compliance team reports on some of the main European digital regulatory and...more

Russia's invasion of Ukraine and the importance of an operational and cyber risk defence

A&O Shearman on 3/21/2022

With rapidly evolving developments regarding Russia and Ukraine, the FCA has reiterated that firms need to be vigilant of operational and cyber resilience....more

Global Payments Newsletter, October 2021

Hogan Lovells on 10/29/2021

Key developments of interest over the last month include: United Kingdom: HM Treasury responds to Payments Landscape Review call for evidence Hong Kong: HKMA publishes white paper exploring the idea of a CBDC Italy: Bank of...more

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