News & Analysis as of September 21, 2024

Cybersecurity › Financial Markets

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Follow this channel for advisories on one of the biggest threats to businesses today. Read a morning brief of fresh guidance and commentary by leading lawyers on security, privacy, risk management, global regulations, data protection, leaks, hacking, cyber insurance, compliance, HIPAA, and every other aspect of cybersecurity of import to corporate readers right now. less -

[Webcast Transcript] CFIUS Reviews: Strategies for Ensuring Compliance and Strategizing on Foreign Investments

HaystackID on 8/1/2024

Editor’s Note: During a recent HaystackID webcast, expert panelists explored the role of the Committee on Foreign Investment in the United States (CFIUS) in protecting sensitive technologies, classified contracts, and other...more

Regulatory Roundup for July 2024

SEC Compliance Consultants, Inc. (SEC³) on 7/31/2024

SEC Loses in ALJ Case, DOL’s Latest Fiduciary Rule Put on Hold, and SEC Reconsiders AI and Custody Rule Proposals - Welcome to our July Regulatory Roundup, where we provide a quick look at the latest regulatory developments....more

The EU’s Digital Operational Resilience Act (DORA) – 2024 Update

Skadden, Arps, Slate, Meagher & Flom LLP on 7/19/2024

As implementation of the EU’s Digital Operational Resilience Act (DORA) approaches, financial market participants and their technology service providers (both in and out of Europe) face a critical compliance deadline. The new...more

Intercontinental Exchange Settles with SEC Over Alleged Delay in Notification of Hack

Robinson+Cole Data Privacy + Security Insider on 5/28/2024

Intercontinental Exchange, Inc. (ICE), the owner of the New York Stock Exchange, has agreed to settle with the Securities and Exchange Commission (SEC) for $10 million over allegations that it failed to timely notify the SEC...more

Europe Daily News, 20 March 2024

Mayer Brown on 3/21/2024

COMPETITION - Non-opposition to a notified concentration (Case M.11298 - Bilfinger / Stork Europe) - Non-opposition to a notified concentration (Case M.11490 - Blackrock / Canadian Solar / Recurrent Energy)...more

Europe Daily News, 04 March 2024

Mayer Brown on 3/5/2024

COMPETITION - Prior notification of a concentration (Case M.11217 - Petronord / Petrocargo / Hempelmann Wittemöller) - Prior notification of a concentration (Case M.11334 - DPI / PI / JV)...more

Europe Daily News, 26 February 2024

Mayer Brown on 2/27/2024

COMPETITION - Appeal brought on 4 January 2024 by Teva Pharmaceutical Industries Ltd and Cephalon Inc. against the judgment of the General Court of 18 October 2023 in Case T-74/21, Teva Pharmaceutical Industries and...more

2023 Consumer Financial Services Highlights

Mayer Brown on 2/23/2024

REGULATORY, COMPLIANCE & LICENSING - Mayer Brown's exceptional breadth of knowledge and experience helps consumer finance and mortgage finance entities navigate the broad range of US federal and state laws impacting their...more

Europe Daily News, 21 February 2024

Mayer Brown on 2/21/2024

COMPETITION - Prior notification of a concentration (Case M.11395 - Mytilineos / Volterra) - Prior notification of a concentration (Case M.11440 - Clearlake / Insight / Alteryx)...more

Europe Daily News, 20 February 2024

Mayer Brown on 2/20/2024

COMPETITION - Non-opposition to a notified concentration (Case M.11211 - Georg Fischer / Uponor) - Commission clears acquisition of Nexity Lamy and Oralia Partenaires by Bridgepoint (M.11447) - Midday Express...more

Europe Daily News, 14 February 2024

Mayer Brown on 2/15/2024

COMPETITION - Commission clears acquisition of Sogelink by CVC and Keensight Capital (M.11425) - Midday Express - Commission clears acquisition of Stork Europe by Bilfinger (M.11298) - Midday Express...more

New York’s Attorney General Proposes New Crypto Legislation in Crackdown on Industry

Troutman Pepper on 6/8/2023

New York’s Attorney General Letitia James has proposed landmark legislation entitled the Crypto Regulation, Protection, Transparency, and Oversight Act (CRPTO Act) in an attempt to tighten New York’s regulations on the...more

Key takeaways from the retail buzz coffee chat with the Hogan Lovells NY team (UPDATED)

Hogan Lovells on 4/13/2023

On 28 March 2023, the Hogan Lovells New York Retail Team hosted a coffee chat webinar discussing the latest news and developments of 2023 in retail. The event featured Meryl Bernstein (Intellectual Property, Media, and...more

Cryptocurrency Valuation Swings and Centralization

Nutter McClennen & Fish LLP on 4/5/2023

Lately there has been some skepticism regarding the stability of cryptocurrencies. This may be in part due to the spectacular Q3/Q4 crypto had in 2022 after a meteoric rise earlier that year. With the disclaimer that I am an...more

Financial Crimes Makes Debut in FINRA Annual Priorities Preview

Sheppard Mullin Richter & Hampton LLP on 1/18/2023

FINRA punctuated its annual post-New Year’s Report on FINRA’s Examination and Risk Monitoring Program (the “Report”), by including a new target category “Financial Crimes.” The inclusion of this category is noteworthy not...more

Financial & Capital Markets Cloud-Based Security Analytics Platforming

Ankura on 1/9/2023

The agility of cloud-based security analytics platforming can serve as a catalyst to enable security analytics and security event management. Commoditized operating expense (OpEx) – based pricing and low capitalization costs...more

Upcoming Regulatory Initiatives Impacting Private Fund Managers - September 2022

Dechert LLP on 9/22/2022

This latest edition of the regulatory initiatives paper sets out at a high level the core regulatory issues that are likely to impact private fund managers in the coming months, including an overview of the key actions needed...more

SIFMA’s After-Action Report on Quantum Dawn VI Cybersecurity Exercise

Burr & Forman on 4/1/2022

On March 31, 2022, the Securities Industry and Financial Markets Association (“SIFMA”) released its after-action report on Quantum Dawn VI – a global financial-markets cybersecurity exercise....more

CFPB Launches New Initiative Focused on Rural Communities

Goodwin on 3/18/2022

In This Issue. The Consumer Financial Protection Bureau (CFPB) announced a new initiative focused on financial issues faced by rural communities and also updated its examination procedures to cover unfair discrimination; the...more

Markets Tank & Oil Skyrockets as U.S. Mulls Ending Russian Crude Imports

Robins Kaplan LLP on 3/9/2022

A weekend of skyrocketing oil prices prompted by talk of the U.S. cutting off all Russian crude imports pushed markets to their worst performance in over a year to start the week. The Nasdaq is now down more than 20% from its...more

Update: European Union Agrees on Further Sanctions on Russia

Morgan Lewis on 3/2/2022

The European Union’s 25 February wave of sanctions build on, and significantly expand, its existing sanctions on Russia, imposing wide-ranging restrictions on the Russian economy—including in respect of Russia’s access to...more

FINRA’S 2022 Report on Examination & Risk Monitoring Program

Burr & Forman on 2/10/2022

Over the last couple of decades, the securities self-regulatory organization FINRA (f/k/a NASD) informs its membership each year of what compliance risks are noted by its examination program. Those are risks firms should...more

December Jobs Report Expected to Cap Year of Record Growth

Robins Kaplan LLP on 1/7/2022

Jobs Report Friday! Here’s what we’re looking for in the numbers, including a possible rebound from November’s lower-than-expected figures. Note that the report also likely doesn’t account for the recent Omicron surge, which...more

Australian Financial Services Regulatory Update - December 2021

Jones Day on 12/1/2021

This edition of the Update covers: KEY LEGAL AND REGULATORY DEVELOPMENTS Regulatory Priorities ASIC and APRA Release Their Corporate Plans for 2021-25 On 26 August 2021, the Australian Securities & Investments Commission...more

Financial Daily Dose 11.29.2021 | Top Story: Markets Look to Regain Footing After Omicron-Driven Black Friday Crash

Robins Kaplan LLP on 11/29/2021

Uncertainty surrounding the emergence of the Omicron Variant in South Africa (and elsewhere since) drove markets to a dismal Black Friday performance, as hastily issued travel bans and fears of new lockdowns overwhelmed Wall...more

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