News & Analysis as of

Data Breach Compliance Business Continuity Plans

Mitratech Holdings, Inc

6 Overlooked Strategies That Strengthen ISO 22301 Compliance

When disruption strikes—be it a cyberattack, supply chain failure, or extreme weather—your systems and team’s ability to respond with speed, clarity, and confidence are tested....more

Mitratech Holdings, Inc

Red Flags In Your Vendor’s Business Continuity Plan

Ensure your vendors are crisis-ready by recognizing these key indicators of weak continuity planning. The interconnected nature of modern business means that your vendors’ operational resilience can, and frequently does,...more

Mitratech Holdings, Inc

BCP & IT/DR: Why Your Business Continuity Strategy Needs Both

Balancing Business Continuity and IT Disaster Recovery is crucial for robust organizational resilience. So, how does your organization integrate both strategies for maximum impact?...more

BCLP

Supervision of Vendors When Outsourcing - The Buck Stops with FINRA Member Firms

BCLP on

Key Takeaways: ..On August 13, 2021, FINRA issued Regulatory Notice 21-29 (“RN 21-29”) to remind member firms that they must establish and maintain an adequate supervisory system, including written supervisory procedures...more

Thomas Fox - Compliance Evangelist

Day 17 of One Month to More Effective Continuous Improvement-Financial Health Monitoring

Continuous improvement can take many ways, shapes and forms. Typically, when it comes to third-party risks, a Chief Compliance Officer (CCO) or compliance professional will consider the ownership structure to see if there is...more

BCLP

Part 5 of Reviewing Third Party Vendor Service Contracts, a Seven Part Guide

BCLP on

This is part 5 of a Seven Part Guide to reviewing vendor contracts. Vendor Notice Requirements - Business - Strategic Changes. There are several categories of events the bank will want to be notified about. The...more

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