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Data Collection › Reporting Requirements › Derivatives

Latham & Watkins LLP

FCA Issues Discussion Paper on Changes to the UK Transaction Reporting Regime

Latham & Watkins LLP on

IT teams will want to contribute to the debate over the FCA’s proposed changes, which could introduce additional complexities and lead to major IT costs for firms....more

Morrison & Foerster LLP

SEC Proposes Heightened Data and Reporting Rules for Funds and Advisers, Ponders New Rules on Derivatives and Leverage

Morrison & Foerster LLP on

At an open meeting of the Securities and Exchange Commission today, Chair Mary Jo White announced to enhance SEC reporting by investment companies and investment advisers. Data collection. The SEC proposed rules that...more

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