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Thomas Fox - Compliance Evangelist

FCPA Compliance Report: AI, Data Compliance, and Ownership - A Conversation with Andrew Hopkins

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast on compliance. In this episode, Tom welcomes Andrew Hopkins, President of PrivacyChain, to discuss the critical intersection of AI, data...more

Thomas Fox - Compliance Evangelist

Why Data-Driven Culture is the Future of Compliance

The DOJ’s message from the 2024 ECCP is clear: if companies want to maintain credibility, mitigate risks, and avoid scrutiny, they must embrace data analytics to support and document their compliance efforts. This evolution...more

Thomas Fox - Compliance Evangelist

Argentieri Speech and 2024 ECCP: Data Access and Data Analytics

Deputy Assistant Attorney General Nicole M. Argentieri’s speech highlighted a critical shift in the DOJ’s approach to evaluating corporate compliance programs. As outlined in the updated 2024 Evaluation of Corporate...more

Thomas Fox - Compliance Evangelist

Argentieri on the Use of Data Analytics

Last week, Nicole Argentieri, acting assistant attorney general for the Criminal Division, speaking at the ACI National FCPA reported that the Department of Justice (DOJ) is stepping up its own use of data analytics to...more

Thomas Fox - Compliance Evangelist

Infortal Worldwide Geopolitical Risk Intelligence 2023 Outlook: Part 1-Business Intelligence

I recently had the opportunity to visit with, Chris Mason, VP Global Compliance & Investigations at Infortal Worldwide and Dr. Ian Oxnevad, Director, Geopolitical Risk at Infortal Worldwide for a sponsor podcast on Infortal...more

Thomas Fox - Compliance Evangelist

Dheeraj Thimmaiah on Getting Buy-In for the Use of Data Analytics

Data analytics are becoming an increasingly important part of compliance performance. But how can companies ensure they are utilizing this technology to its fullest potential? I recently visited with Dheeraj Thimmaiah, Global...more

The Volkov Law Group

Compliance Program Monitoring: Leveraging Data and Analytics (Part III of IV)

The Volkov Law Group on

Chief compliance officers are visionaries.  They define a vision with multiple objectives and then they execute on that vision.  At all times, CCOs have to maintain that vision and adjust as circumstances change.  By...more

The Volkov Law Group

The Challenge of Technology and Data

The Volkov Law Group on

Ethics and compliance programs face a rapidly approaching crossroads. Technology and data have created significant pressure on CCOs to harness innovation.  This is a major opportunity for improvement but it also creates real...more

The Volkov Law Group

DOJ Plays Catch Up in Revised Compliance Program Guidance

The Volkov Law Group on

Let’s face it – DOJ’s revised Evaluation of Corporate Compliance Program Guidance reflects an attempt (although an important one) by DOJ’s leadership to catch up with the compliance industry....more

Thomas Fox - Compliance Evangelist

2020 Update Review: Part 5 – Renewed Importance on Compliance

Last week, the Department of Justice (DOJ), without fanfare, released an update to its 2019 Evaluation of Corporate Compliance Programs, the 2019 Guidance. For simplicity this new document will be called the 2020 Update. ...more

Thomas Fox - Compliance Evangelist

Creating Better Data Science in Compliance

One of the area in which many compliance programs and compliance professionals struggle is around data science. Indeed, at Compliance Week 2018, former Department of Justice (DOJ) Compliance Counsel Hui Chen said that she...more

Thomas Fox - Compliance Evangelist

The Elements of Good Judgment: Part 3

Today, I conclude the topic of judgment for compliance professionals. I recently read a Harvard Business Review (HBR) article on the topic by Sir Andrew Likierman, entitled “The Elements of Good Judgment: How to Improve Your...more

Mitratech Holdings, Inc

7 Essential Compliance Management Activities

Now that the sugar and the frivolity of the holiday season have worn off, let’s talk more about the different types of compliance management activities that will ensure your obligations are met, and some of the specific needs...more

Thomas Fox - Compliance Evangelist

The Competitive (Compliance) Advantage of Data

The Department Of Justice (DOJ) and Securities and Exchange Commission (SEC) have both made it clear that they expect companies to be more robust in their use of data analytics in compliance programs....more

Thomas Fox - Compliance Evangelist

Skills for the Compliance Professional in the 2020s

Today, I want to focus on what the compliance practitioner should do to move themselves forward professionally in 2020 and beyond. I drew inspiration from the Financial Times (FT) piece, entitled “Work in the 2020s: 5...more

Thomas Fox - Compliance Evangelist

Four Compliance Insights for 2020 and Beyond

Compliance Convergence. In 2019 there were three significant releases of information by the federal government which directly impacted compliance professionals. Two came from the Department of Justice (DOJ) and one came from...more

Thomas Fox - Compliance Evangelist

Casebook of Sherlock Holmes: The Marazin Stone and Storytelling in Compliance

Every corporate compliance program should have the employees trust and they should feel connected to the notion of doing business ethically and in compliance, if not the compliance function should fold up the tent and go...more

Thomas Fox - Compliance Evangelist

Supply Chain Risk Management Through Data Management

I recently had the opportunity to visit James Calder, the Vice President, Compliance & Regulatory Programs for Assent Compliance Inc. We considered what is supply chain risk management and why compliance professionals need to...more

Thomas Fox - Compliance Evangelist

The Supply Chain Efficiency Premium

This week on the Innovation in Compliance podcast on the Compliance Podcast Network, I am running a special five part podcast series with James H. Gellert, the Chairman and Chief Executive Officer (CEO) of Rapid Ratings...more

Thomas Fox - Compliance Evangelist

All Things Must Pass Hits No. 1 and Creating Better Data Science in Compliance

Over the next few blog posts, I will be laying out why every Chief Compliance Officer (CCO) not only must have a data scientist on their team but also how to use such a talent for maxim value....more

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