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Data Management Securities Regulation

A&O Shearman

ESMA report on the quality and use of data

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published its 2024 report, along with a press release, on the quality and use of data, showcasing significant increase in data use by authorities. The report covers...more

Hinckley Allen

Final Amendments to Regulation S-P under Securities Exchange Act of 1934

Hinckley Allen on

On May 15, 2024, the Securities and Exchange Commission (the “SEC”) issued final amendments (the “Amendments”) to Regulation S-P (originally adopted in 2000), which governs the treatment of a customer’s nonpublic personal...more

Stinson - Corporate & Securities Law Blog

SEC Adopts Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies

The SEC adopted final rules requiring registrants to disclose material cybersecurity incidents they experience and to disclose on an annual basis material information regarding their cybersecurity risk management, strategy,...more

Stikeman Elliott LLP

CSA Defer Launch of SEDAR+: New Target is July 25, 2023

Stikeman Elliott LLP on

On June 1, 2023, the Canadian Securities Administrators (CSA) announced a delay in the launch date for the “System for Electronic Data Analysis and Retrieval +” (SEDAR+). Originally scheduled for June 13, 2023, the SEDAR+...more

Stinson - Corporate & Securities Law Blog

SEC Sets Disclosure Expectations on IP Risks Associated with International Operations

The SEC has issued new guidance it believes will assist public companies both in assessing materiality and in drafting disclosure related to risks to technology and intellectual property that may result from conducting...more

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