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Disclosure Requirements Securities and Exchange Commission (SEC) Administrative Interpretation

BCLP

Guidance from the SEC for new Pay versus Performance tables

BCLP on

What happened - The SEC staff recently issued 15 interpretations (see Sections 128D and 228D) relating to its new Pay versus Performance (PvP) rules....more

Stinson - Corporate & Securities Law Blog

SEC Proposes Regulation Best Interest for Broker-Dealers

The SEC has proposed two rules and an interpretation to address retail investor confusion about the relationships that they have with investment professionals and the harm that may result from that confusion....more

Holland & Hart LLP

SEC Provides Long-Awaited Guidance on Cybersecurity Disclosures

Holland & Hart LLP on

On February 21, 2018, the U.S. Securities and Exchange Commission (“SEC”) released interpretive guidance to assist public companies in the proper disclosure of cybersecurity risks and incidents (“New Guidance”) – seven years...more

Skadden, Arps, Slate, Meagher & Flom LLP

SEC and Staff Issue Welcome Guidance Introducing Flexibility and Practicality to Pay Ratio Rules

On September 21, 2017, the U.S. Securities and Exchange Commission (SEC) issued an interpretive release on the pay ratio disclosure requirements in Item 402(u) of Regulation S-K, and the staff of the Division of Corporation...more

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