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Disclosure Requirements Securities and Exchange Commission (SEC) Fringe Benefits

Dorsey & Whitney LLP

SEC Issues $1.75 Million Penalty Over Perks Disclosures

Dorsey & Whitney LLP on

A recent SEC consent order against The Dow Chemical Company reminds companies that when evaluating whether or not to disclose a payment or benefit to an executive as a perk in a proxy statement, the fact that the item has a...more

McGuireWoods LLP

Inadequate Internal Controls Cost Tech Firm $750,000

McGuireWoods LLP on

Without admitting or denying the U.S. Securities and Exchange Commission’s findings, Polycom Inc. settled with the agency on Tuesday, March 31, 2015, over alleged insufficient internal controls and disclosure violations for...more

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