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Disclosure Requirements Securities and Exchange Commission (SEC) Issuer Eligibility Criteria

Mayer Brown Free Writings + Perspectives

Bill Requires Certain Issuers to Disclose to the SEC Information Regarding Foreign Jurisdictions that Prevent or Impair PCAOB...

On December 10, 2018, Representative K. Michael Conway introduced H.R. 7234, a new bill entitled “Holding Foreign Companies Accountable Act” that seeks to amend the Sarbanes-Oxley Act of 2002. ...more

Skadden, Arps, Slate, Meagher & Flom LLP

SEC Eases Disclosure Threshold Under Rule 701

On July 18, 2018, the Securities and Exchange Commission (SEC) amended Rule 701(e) of the Securities Act of 1933 (Securities Act), as mandated by the Economic Growth, Regulatory Relief, and Consumer Protection Act. The...more

Morrison & Foerster LLP

SEC Proposes to Expand Smaller Reporting Company Eligibility

On June 27, 2016, the Securities and Exchange Commission (the “Commission”) proposed amendments to the definition of “smaller reporting company” (SRC) that would expand the number of companies that have this status. These...more

Lowndes

The SEC May 'Roll Tide' with respect to the Definition of 'Accredited Investor'

Lowndes on

For most Floridians, as the calendar turns to December, the letters S-E-C tend to elicit thoughts of a certain Championship Game to be played at the Georgia Dome in Atlanta. However, drowning out the bellows of the Gators and...more

Baker Donelson

Small Business Securities Bulletin: SEC Adopts Long-Awaited Crowdfunding Rules

Baker Donelson on

A periodic bulletin keeping small businesses informed about current developments in securities law and related matters. By way of background, pursuant to Section 5 of the Securities Act of 1933 (Securities Act) and state...more

Stinson - Corporate & Securities Law Blog

SEC Finalizes Regulation Crowdfunding – Issuer Requirements

The United States Securities and Exchange Commission has issued final rules on Regulation Crowdfunding. This post analyzes the “Issuer Requirements” section of the SEC’s adopting release....more

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