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Disclosure Requirements Securities and Exchange Commission (SEC) Arbitrage

Frost Brown Todd

Public Finance Municipal Bond, Disclosures and Tax Compliance Recap

Frost Brown Todd on

Frost Brown Todd’s (FBT) Public Finance Practice Group hosted its annual Public Finance 360° Seminar on Feb. 20, 2025. Webinar topics included a 2025 municipal bond market update, financial disclosure considerations, and tax...more

Troutman Pepper Locke

SEC's Leveraged Loan Market Outlook

Troutman Pepper Locke on

On September 19, the Securities and Exchange Commission’s Investor Advisory Committee held a hearing to discuss the risks of increased leverage in the loan market and the potential impact leveraged loans and collateralized...more

Goodwin

Financial Services Weekly News Roundup - October 2014 #5

Goodwin on

In this issue: - In preliminarily denying two exemption requests, the SEC takes a stand for market transparency in ETFs and upholds the arbitrage mechanism that allows market prices to closely track NAVs. -...more

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