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Diversity › Capital Requirements

A&O Shearman

European Banking Authority Publishes Report on Diversity Practices in Banks and Investment Firms

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The European Banking Authority has issued a report on diversity practices in credit institutions and investment firms. The report is based on diversity data collected by national regulators under the Capital Requirements...more

A&O Shearman

UK Prudential Regulator Reminds CRR Firms about Management Body Diversity 

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The UK Prudential Regulation Authority published an open letter to all firms subject to the Capital Requirements Regulation reminding firms of the requirement in the PRA Rulebook to have in place a policy promoting diversity...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest - Volume X, Issue 23

Katten Muchin Rosenman LLP on

In This Issue: - Meeting of the SEC Advisory Committee on Small and Emerging Companies - FINRA Requests Comment on a Proposed Rule to Require Delivery of an Educational Communication to Customers of a Transferring...more

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