News & Analysis as of September 20, 2024

Financial Regulatory Reform

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DI in FS - senior management responsibilities and oversight

A&O Shearman on 12/15/2023

The Financial Conduct Authority (FCA) and Prudential Regulation Authority’s (PRA) recent proposals demonstrate a divergence in approach when it comes to individual accountability and expectations of senior management in...more

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Diversity › Enforcement Actions › Financial Regulatory Reform

DI in FS - senior management responsibilities and oversight

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