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Hogan Lovells

The Payments Newsletter including Digital Assets & Blockchain, March 2024

Hogan Lovells on

Key developments of interest over the last month include: the UK government publishing draft legislation on payment service contract termination rule changes; the Central Bank of Ireland providing insights into its regulatory...more

Hogan Lovells

The Payments Newsletter including Digital Assets & Blockchain, February 2024

Hogan Lovells on

Key developments of interest over the last month include: the European Parliament’s ECON Committee adopting draft reports on the European Commission’s PSR and PSD3 legislative proposals; ESMA consulting on 'reverse...more

Hogan Lovells

PSD3: European Parliament’s ECON Committee adopts draft reports on PSR and PSD3

Hogan Lovells on

On 14 February 2024, the European Parliament announced that its Economic and Monetary Affairs Committee (ECON) had adopted draft reports on the European Commission's legislative proposals for a Directive on payment services...more

K&L Gates LLP

Brussels Regulatory Brief: March 2023

K&L Gates LLP on

Antitrust and Competition - Global Dawn Raids Signal Increased Antitrust Enforcement to Uncover Potential Cartel Behavior in the Fragrance Industry  - On 7 March 2023, the European Commission (Commission), the United...more

K&L Gates LLP

Brussels Regulatory Brief: February 2023

K&L Gates LLP on

Antitrust and Competition - Consultation on the European Commission’s Proposal for a Temporary Crisis and Transition Framework - On 1 February 2023, member states of the European Union received a consultation on a draft...more

Goodwin

AIFMD II Gathers Momentum: The European Parliament Finalises Its Proposed Text

Goodwin on

Since the European Commission (the Commission) published a proposed amending Directive (together with the results of its evaluation of AIFMD) in November 2021, there have been ongoing discussions between the European...more

Hogan Lovells

Securities and markets regulatory news, March 2021 # 4

Hogan Lovells on

Regulation of UK wholesale financial markets: FCA speech - The Financial Conduct Authority (FCA) has published a speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, on a forward look at regulation of...more

Hogan Lovells

Financial institutions general regulatory news, September 2020 # 4

Hogan Lovells on

COVID-19: FCA and PRA update information on key workers and working from home - On 24 September 2020, the UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published updated information about...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on Modernized Disclosures by SEC for Banking Registrants, New Guidance by...

BROKER-DEALER - SEC Amends Exchange Act Rule 15c2-11 to Enhance Retail Investor Protections and Modernize Governing Quotations for Over-the-Counter Securities - On September 16, the Securities and Exchange Commission...more

Hogan Lovells

Financial institutions general regulatory news, June 2020 #3

Hogan Lovells on

Financial system to support recovery: FCA speech - The UK Financial Conduct Authority (FCA) has published a speech given by Charles Randell, FCA Chair, on having a financial system to support recovery following COVID-19....more

Latham & Watkins LLP

European Parliament Calls for New EU Common Framework for Cryptoassets

Latham & Watkins LLP on

An ECON draft report on digital finance recommends legislative action in relation to cryptoassets and cyber resilience and a framework for digital onboarding. On 4 June 2020, the European Parliament’s Economic and Monetary...more

Hogan Lovells

Financial institutions general regulatory news, June 2020

Hogan Lovells on

COVID-19: FCA speech on expectations of wealth management and advice industry - On 4 June 2020, the UK Financial Conduct Authority (FCA) published a speech by Megan Butler, FCA Executive Director of Supervision,...more

Orrick - Finance 20/20

ECB Publishes Annual Report for 2018 Supervisory Activities

Orrick - Finance 20/20 on

On March 21, the (ECB) published its annual report on supervisory activities for 2018, which sets out the ECB’s key achievements during 2018 under the single supervisory mechanism (SSM)....more

Orrick - Finance 20/20

European Parliament Publishes Erratum to ECON Report on Proposed Regulation on Facilitating Cross-Border Distribution of...

Orrick - Finance 20/20 on

On January 22, the European Parliament published an erratum (A8-0431/2018/err01) to a report of its Economic and Monetary Affairs Committee (“ECON“) on the proposal for a Regulation on facilitating cross-border distribution...more

Orrick - Finance 20/20

ECON Reports on Proposed Omnibus Directive and Proposed Regulation Amending ESRB Regulation

Orrick - Finance 20/20 on

On January 14, the European Parliament’s Economic and Monetary Affairs Committee (“ECON“) published the following reports relating to the European Commission’s legislative proposals to reform the European System of Financial...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on the Nasdaq Rule, Swaps, Brexit, and UK Securitization Regulations

BROKER-DEALER - FINRA Proposes Rule Change Relating to Rule 4512 (Customer Account Information) On November 28, the Financial Industry Regulatory Authority filed a proposed change to Rule 4512(a)(3) (Customer Account...more

Orrick - Finance 20/20

New Rules on European Crowdfunding

Orrick - Finance 20/20 on

European Parliament’s Economic and Monetary Affairs Committee (“ECON“) published a press release announcing that it has voted to adopt a draft report on the European Commission’s legislative proposal for a Regulation on...more

Orrick - Finance 20/20

Amendments to Regulation on Cross-Border Payments

Orrick - Finance 20/20 on

On November 5, European Parliament’s Economic and Monetary Affairs Committee (“ECON“) announced that it had voted to adopt a draft report amending the Regulation on cross-border payments (Regulation 924/2009) (the...more

K&L Gates LLP

Brussels Regulatory Brief: October 2018

K&L Gates LLP on

Antitrust and Competition - European Commission to consult on exemption regime for vertical agreements - The European Commission has indicated it will launch a wide-ranging public consultation on the Vertical Block Exemption...more

A&O Shearman

Key Regulatory Topics: Weekly update 28 Sept - 4 Oct

A&O Shearman on

BREXIT - Please refer to the Insurance section for an update on LMA model clauses on Brexit and placing of risks after 1 January 2019. Please refer to the Other Developments section for an update regarding the FCA Chair...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on Filing Obligations for OTC Securities, Customer Funds Training, Market...

BROKER-DEALER - FINRA Reminds Members of Obligations Related to OTC Securities Quoted by a Filed Form 211 - On September 24, the Financial Industry Regulatory Authority (FINRA) issued a Regulatory Notice (Notice)...more

Orrick - Finance 20/20

European Parliament Votes to Adopt Resolution on Regulatory and Supervisory Relationships between EU and Third Countries

Orrick - Finance 20/20 on

On September 11, the European Parliament voted in plenary to adopt a resolution on relationships between the EU and third countries concerning financial services regulation and supervision (2017/2253(INI)). ...more

Orrick - Finance 20/20

ECON Reports on Regulatory and Supervisory Relationships Between EU and Third Countries

Orrick - Finance 20/20 on

The European Parliament’s Committee on Economic and Monetary Affairs (“ECON“) published a report on August 29, (a draft of which it published in April) on relationships between the EU and third countries concerning financial...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on Broker/Dealer Developments, CFTC and EU Developments

BROKER-DEALER - Statement on Status of the Consolidated Audit Trail By Janet M. Angstadt and Dina Wegh on August 31, 2018 Posted in Broker-Dealer On August 27, the Securities and Exchange Commission’s Division of...more

K&L Gates LLP

Brussels Regulatory Brief: August 2018

K&L Gates LLP on

Antitrust and Competition - Best Practices Code for State aid control adopted by the European Commission - On 16 July 2018, the European Commission adopted a Code of Best Practices for the conduct of State aid control...more

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