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Enforcement Actions › Cryptoassets › Foreign Corrupt Practices Act (FCPA)

Troutman Pepper Locke

SEC 2024 Enforcement Results: A Decline in Total Enforcement, but a Record-Breaking Recovery of Financial Remedies

Troutman Pepper Locke on

On November 22, the Securities and Exchange Commission (SEC) announced its enforcement results for fiscal year (FY) 2024. As compared to FY 2023, the Division of Enforcement (the division) reported a 26% decline in the total...more

Troutman Pepper Locke

SEC Releases Fiscal Year 2023 Enforcement Results

Troutman Pepper Locke on

On November 14, the Securities and Exchange Commission (SEC) published its enforcement results for fiscal year 2023, which concluded on September 30. These results provide insight into the SEC's priorities and enforcement...more

Katten Muchin Rosenman LLP

Bridging the Week - April 2019 #4

Katten Muchin Rosenman LLP on

New York regulators continued an aggressive approach against certain entities engaged in virtual currency businesses when the state's Attorney General’s office obtained an ex parte order precluding companies associated with a...more

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