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Enforcement Compliance Accounting

NAVEX

SEC Office of the Whistleblower Annual Report to Congress – 3 Things You Need to Know

NAVEX on

On November 14, 2023 the Securities and Exchange Commission (SEC) released its annual Office of the Whistleblower Report to Congress for fiscal year 2023 (October 1, 2022-September 30, 2023). This report highlighted several...more

Thomas Fox - Compliance Evangelist

Miss Marple Short Stories and SEC Enforcement of the FCPA, Part I

I am a huge Agatha Christie fan. I have read most of the Poriot novels and many of the Jane Marple novels as well. However, I was not aware of Christie’s work in the short story format until I recently read a volume entitled...more

Ballard Spahr LLP

The SEC’s Renewed Focus on Financial Reporting and Accounting Fraud

Ballard Spahr LLP on

In several recent public speeches, the Securities and Exchange Commission (SEC) has announced a renewed focus on financial reporting and accounting fraud, vowing to devote substantial resources to enforcement activities in...more

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