News & Analysis as of

Enforcement Compliance C-Suite Executives

NAVEX

Risk & Compliance as a Strategic Imperative for the Board

NAVEX on

In an era marked by heightened global regulatory scrutiny and enforcement, the landscape of risk and compliance is undergoing an evolution making the strategic imperative for effective, risk-based compliance initiatives...more

Dorsey & Whitney LLP

CEO, CFO Named in SEC Actions For Concealing Control Problems

Dorsey & Whitney LLP on

The co-founders of a Florida based computer company were named as Respondents in SEC administrative proceedings. The actions centers on significant internal control difficulties regarding the inventory which, rather than...more

The Volkov Law Group

The Marriage Of The CEO And CCO: A Match Made In Heaven

The Volkov Law Group on

In the face of unprecedented enforcement risks, Chief Executive Officers are embracing the Chief Compliance Officer....more

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