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Enforcement Compliance Department of Financial Services

Manatt, Phelps & Phillips, LLP

Is New York's Proposal a Harbinger of Things to Come? Certification of BSA/AML Compliance and Personal Liability for Mistaken or...

Why it matters - The New York Department of Financial Services (DFS) may have launched its strongest offensive yet against observed shortcomings in the Bank Secrecy Act and anti-money laundering (BSA/AML) compliance...more

Ballard Spahr LLP

N.Y. Banking and Insurance Superintendent Unveils Aggressive Agenda

Ballard Spahr LLP on

Benjamin M. Lawsky, who heads the New York State Department of Financial Services (DFS), indicated that his agency is seriously considering more aggressive investigation and pursuit of individuals whose malfeasance has led...more

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