News & Analysis as of

Enforcement National Examination Priorities

Adams and Reese LLP

Top 5 OSHA Initiatives in 2022

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Under the Biden administration, OSHA rulemaking has increased dramatically. As a result, there are a variety of new regulations and enforcement strategies currently being discussed that will impact general industry and...more

Mitchell, Williams, Selig, Gates & Woodyard,...

Outdoor/Indoor Heat-Related Hazards: Occupational Safety and Health Administration Announces National Emphasis Program

The Occupational Safety and Health Administration (“OSHA”) announced on April 8th it was instituting a National Emphasis Program (“NEP”) for: Outdoor and Indoor Heat-Related Hazards (“Program”) See Directive Number...more

Vinson & Elkins LLP

OSHA’s National Emphasis Program For COVID-19 Inspections: Things To Look For

Vinson & Elkins LLP on

On March 12, 2021, OSHA established a 12-month long “National Emphasis Program,” effecting an immediate emphasis on the enforcement of safety standards associated with COVID-19. The “COVID-19 NEP” also creates “an added...more

Husch Blackwell LLP

OSHA Issues NEP And Updated Enforcement Response Plan To Combat Workplace Exposure To COVID-19

Husch Blackwell LLP on

As mandated by President Biden’s January 21 Executive Order, OSHA has announced a National Emphasis Program (NEP) designed to protect workers from contracting COVID-19. On March 12, 2021, OSHA announced its new national...more

Goodwin

SEC Staff Announces 2014 Broker-Dealer Examination Priorities

Goodwin on

The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) announced the 2014 examination priorities (the “Announcement”) for its National Examination Program (the “NEP”). The priorities are organized according to...more

Eversheds Sutherland (US) LLP

SEC Publishes 2014 Examination Priorities for Investment Advisers

On January 9, 2014, the U.S. Securities and Exchange Commission (SEC) published its 2014 examination priorities letter (“SEC Letter”) for its National Examination Program (NEP). The NEP covers all markets and entities...more

Broker-Dealer Compliance + Regulation

Another Bestseller: The SEC’s Examination Priorities for 2014

Following closely on the heels of FINRA’s publication of its examination priorities for 2014 (see our recent client alert), OCIE’s National Exam Program (NEP) released a summary of its 2014 priorities. OCIE’s priorities...more

Dorsey & Whitney LLP

SEC Announces National Exam Program Priorities

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The SEC National Examination Program announced its 2012 examination priorities. Those priorities are selected by senior staff from the National Exam Program’s offices along with senior SEC staff from the various Divisions and...more

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