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Employee Retirement Income Security Act (ERISA) › Fiduciary Duty › Distribution Rules

McDermott Will & Emery

Highlights of Record Retention Requirements Applicable to Employee Benefit Plans

McDermott Will & Emery on

In the presentation “Highlights of Record Retention Requirements Applicable to Employee Benefit Plans,” Todd A. Solomon detailed the general rules of The Employee Retirement Income Security Act of 1974 (ERISA). He discussed...more

Ballard Spahr LLP

Investment Management Update

Ballard Spahr LLP on

Investment Adviser AXA Wins Excessive Fee Trial - A federal judge in New Jersey has ruled in favor of AXA Equitable Life Insurance Company (AXA Equitable) and its wholly owned subsidiary, AXA Equitable Funds Management...more

A&O Shearman

The DOL’s New Fiduciary Rule: Capturing the Apparent Conflict at the “Moment of Rollover”

A&O Shearman on

The US Department of Labor’s final fiduciary rule captures rollover, transfer and distribution recommendations to retirement investors. In essence, under the rule, a financial organization or adviser is acting as a fiduciary...more

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