News & Analysis as of

Established Business Relationship Securities and Exchange Commission (SEC)

Akin Gump Strauss Hauer & Feld LLP

SEC Provides Guidance on “General Solicitation” in C&DIs and No-Action Letter

On August 6, 2015, the Staff of the Securities and Exchange Commission’s (SEC) Division of Corporation Finance issued new compliance and disclosure interpretations (C&DI Questions 256.23 through 256.33) regarding the meaning...more

Katten Muchin Rosenman LLP

SEC Division of Corporate Finance Issues New CD&Is Relating to General Solicitation and Regulation D

On August 6, the Staff of the Division of Corporate Finance of the Securities and Exchange Commission (Staff) released new Compliance and Disclosure Interpretations (C&DIs) relating to “general solicitation” under Rule 502(c)...more

Allen Matkins

Why The SEC’s Pre-Existing Relationship Test Is The Mirror Image of California’s

Allen Matkins on

One significant condition to California’s limited offering exemption is that all purchasers have a “pre-existing relationship”...more

Morrison & Foerster LLP - JOBS Act

The Value of Relationships

Maybe, given that we’re living in the age of social media with Facebook “friends” and LinkedIn contacts, it shouldn’t be all that surprising that the value of relationships may appear to have diminished. In fact, in many...more

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