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European Union Banking Sector European Securities and Markets Authority (ESMA)

The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of... more +
The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -
A&O Shearman

Regulatory monitoring - August 2024

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1. Bank regulation - 1.1 PRUDENTIAL REGULATION - a) General - (i) EU - EBA: Opinion on measures in accordance with Article 458 CRR following a notification by the De Nederlandsche Bank - Status: Final - The EBA has...more

A&O Shearman

Regulatory monitoring: EU version Newsletter - July 2024

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1. Bank regulation - 1.1 Prudential Regulation - (a) General - (i) International - BCBS: Consultation on report regarding various technical amendments and FAQs - Status: Consultation - Deadline for the submission of...more

A&O Shearman

Regulatory monitoring - July 2024

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1. Bank regulation - 1.1 PRUDENTIAL REGULATION - a) General - (i) International - BCBS: Consultation on report regarding various technical amendments and FAQs - Status: Consultation - Deadline for the submission of...more

Venable LLP

Offensive Security Under the EU Digital Operational Resilience Act (DORA)

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The Digital Operational Resilience Act (DORA) regulation is part of the European Union’s (EU) strategy to enhance the overall stability of the EU financial system by ensuring that financial entities are resilient to digital...more

A&O Shearman

European Banking Authority Final Draft Regulatory Technical Standards for Assessing the Materiality of Extensions and Changes to...

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The European Banking Authority has finalized its draft regulatory technical standards on the conditions for assessing the materiality of model extensions and changes to the use of alternative internal models and changes to...more

A&O Shearman

Regulatory monitoring: EU version Newsletter - March 2024

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1. Bank regulation- 1.1 Prudential regulation- (a) General- (i) International- BCBA: Basel III monitoring report- Status: Final- BCBS has published its latest monitoring report setting out the impact of the Basel III...more

A&O Shearman

Key Regulatory Topics: Weekly Update 8 - 14 Mar 2024

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There were some key publications this week in relation to financial crime, including a Commission request for the EBA to advise on standards and guidelines under the future AML/CFT framework in Europe and, in the UK, an HMT...more

A&O Shearman

Regulatory monitoring: EU version - October 2023

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The EBA has published the European Supervisory Examination Programme (ESEP) for 2024, which identifies key topics for heightened supervisory attention across the EU. The EBA selected three key topics for supervisory attention...more

A&O Shearman

EU and UK Sign Memorandum of Understanding on Financial Services Cooperation

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On June 27, 2023, the EU and U.K. signed a Memorandum of Understanding on Financial Services Cooperation, a high-level agreement on future cooperation in the regulation of financial services. The MoU provides for - -...more

A&O Shearman

Regulatory monitoring: EU version - April 2023

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Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

Proskauer Rose LLP

Regulation Round Up - March 2023

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31 March - SFTR: The European Securities and Markets Authority (“ESMA”) published an updated version of its Q&As (ESMA74-362-893) on complying with reporting requirements under the Regulation on reporting and transparency...more

A&O Shearman

Key Regulatory Topics: Weekly Update 24 - 30 Mar 2023

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Amongst the updates this week, the Council of the EU published a table comparing the initial position of the Commission, and the negotiating positions of the Council and the EP on the proposal for a Directive amending the...more

A&O Shearman

Regulatory monitoring - March 2023

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Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. In addition, we prepare an overview of articles and court decisions published in German...more

A&O Shearman

Regulatory monitoring: EU version - February 2023

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Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

A&O Shearman

Regulatory monitoring - February 2023

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ECB in focus is our blog dedicated to the banking supervisory activities of the European Central Bank (ECB). We report on key developments in European banking regulation led by the ECB as part of the Single Supervisory...more

Hogan Lovells

EBA publishes final draft RTS on homogeneity of underlying exposures in on-balance-sheet STS securitisations

Hogan Lovells on

On 14 February 2023, the European Banking Authority (the “EBA”) published its final report on draft regulatory technical standards (“Final RTS”) specifying the criteria for the underlying exposures in STS securitisations to...more

A&O Shearman

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED)

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Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

A&O Shearman

Regulatory monitoring: EU Version(UPDATED)

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Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

A&O Shearman

Regulatory Monitoring - relevant developments regarding German and European regulatory law - December 2022

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Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

A&O Shearman

Regulatory monitoring: EU Version - December 2022

A&O Shearman on

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

A&O Shearman

Regulatory monitoring - October 2022

A&O Shearman on

ECB in focus is our blog dedicated to the banking supervisory activities of the European Central Bank (ECB). We report on key developments in European banking regulation led by the ECB as part of the Single Supervisory...more

A&O Shearman

Regulatory monitoring: EU Version - November 2022

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Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

A&O Shearman

Regulatory monitoring: EU Version - October 2022

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Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

A&O Shearman

LIBOR Transition: Further Proposed Changes to EU Clearing and Derivatives Trading Obligations

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The European Securities and Markets Authority has opened a consultation on proposals to amend the EU clearing and trading derivative obligations to reflect recent benchmark transitions from LIBOR to so-called risk-free rates....more

A&O Shearman

Regulatory monitoring - September 2022

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Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

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