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False Claims Act (FCA) › Alternative Investment Fund Managers Directive (AIFMD)

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on a SEC and CFTC Joint Letter on Disqualification Rules, OCC Final "True...

Katten Muchin Rosenman LLP on

BROKER-DEALER - SEC and CFTC Chairman Issue Joint Letter Regarding CFTC Orders Implicating Regulations A and D - On October 23, Chairman Jay Clayton of the Securities and Exchange Commission and Chairman Heath P....more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume IX, Issue 36

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In this issue: - Bylaw of Delaware Corporation Providing for Exclusive Forum in North Carolina Upheld - FINRA Board to Consider Rule Proposals Regarding Private Trading Platforms - CBOE and C2 in...more

Akin Gump Strauss Hauer & Feld LLP

U.K.’s Financial Conduct Authority Publishes Final Rules On AIFMD Implementation

Akin Gump Strauss Hauer & Feld LLP on

The U.K.’s Financial Conduct Authority (FCA) has published today, a policy statement that sets out its responses to the various consultations that have been undertaken in respect of the rules to be adopted by the FCA to...more

Dechert LLP

FCA Publishes Final Rules and Guidance to Implement AIFM Directive

Dechert LLP on

The UK Financial Conduct Authority (FCA) published its Policy Statement 13/5 on 28 June 2013, containing its (substantially) final rules and guidance to implement the Alternative Investment Fund Managers Directive...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - June 28, 2013

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In this issue: - Delaware Court of Chancery Upholds Forum Selection Provisions in Bylaws - CFTC Issues No-Action Letters - Portfolio Reconciliation and Swap Trading Relationship Documentation Requirements...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review - May 20, 2013

Orrick, Herrington & Sutcliffe LLP on

In This Issue: April Housing Scorecard; Rating Agency Developments; New York State Court Dismisses RMBS Putback Action Against Nomura As Time-Barred; New York State Court Allows Trustee Lawsuit Against DB Structured Products...more

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