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Falsified Documents C-Suite Executives

Proskauer - Corporate Defense and Disputes

SEC Charges Ex-CEO with Concealing Personal Use of Corporate Funds from Investors, Settles with Corporation

Signaling that it is closely scrutinizing the expenses of senior executives and the internal controls of public companies, the Securities and Exchange Commission charged former Polycom CEO Andrew M. Miller this week with...more

Dorsey & Whitney LLP

SEC Charges Former CEO, Firm Based On Concealed Perks

Dorsey & Whitney LLP on

The former President and CEO of a public company repeatedly charged personal expenses to the firm largely by falsifying documents and records. Although the executive admitted certain misdeeds to internal investigators...more

Dorsey & Whitney LLP

How Falsifying Compliance With A Lease Became Securities Fraud

Dorsey & Whitney LLP on

The CEO and CFO of a successful senior living firm sought to expand the business by acquiring the operations of another firm and leasing its facilities. Despite warnings that the lease terms were far to onerous, the deal was...more

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