News & Analysis as of

Fees Sanctions

A&O Shearman

Key Regulatory Topics: Weekly Update 8 - 14 Mar 2024

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There were some key publications this week in relation to financial crime, including a Commission request for the EBA to advise on standards and guidelines under the future AML/CFT framework in Europe and, in the UK, an HMT...more

A&O Shearman

Key Regulatory Topics: Weekly Update 23-29 Feb 2024

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Amongst the broad range of updates this week, at international level, the FSB published its thematic peer review on MMF Reforms and the BCBS published the outcomes of its meeting held on 28 and 29 February, including that it...more

Dechert LLP

Non-Debtor Awarded Sanctions for an Improper Filing of an Involuntary Petition

Dechert LLP on

Section 303(i) of the Bankruptcy Code authorizes the court to award the debtor sanctions on account of an improper filing of an involuntary petition against it. But can a non-debtor third-party obtain such a relief? Yes, says...more

Bass, Berry & Sims PLC

Recent Updates to CLIA Proficiency Testing and Proposed Changes to Fees, Sanctions, and Other Requirements

Bass, Berry & Sims PLC on

This client alert highlights recent regulatory developments from the Centers for Medicare & Medicaid Services (CMS) relevant to clinical laboratories. CMS is implementing or considering implementing several updates to the...more

Hogan Lovells

Global Accountants’ Liability Update – January 2020

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Hogan Lovells’ global team of securities and professional liability lawyers is uniquely positioned to monitor legal developments across the globe that impact accountants’ liability risk. We have experienced lawyers on five...more

Seyfarth Shaw LLP

Florida Judge Sanctions Serial Ada Plaintiff Alexander Johnson And Attorney Scott Dinin

Seyfarth Shaw LLP on

Seyfarth Synopsis: Serious sanctions imposed on a serial ADA Title III plaintiff and his attorney should concern the plaintiffs’ bar....more

Holland & Knight LLP

La Suprema Corte mexicana declara inconstitucionalidad de un precepto normativo con efectos generales - La declaratoria tiene...

Holland & Knight LLP on

La Suprema Corte de Justicia de la Nación de México emitió una declaratoria general de inconstitucionalidad respecto de una parte del artículo 298, inciso B, fracción IV de la Ley Federal de Telecomunicaciones y...more

Dorsey & Whitney LLP

SEC Sanctions KKR Over Fee Allocations

Dorsey & Whitney LLP on

The SEC filed its first action involving a private equity fund and broken deal expenses. By the time the Commission discovered the question the firm realized it did not have a disclosure policy, retained a consultant to study...more

Dorsey & Whitney LLP

Barclays Is Sanctioned By The FCA and The SEC

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Barclays took a double hit from regulators yesterday. First the Financial Conduct Authority in the UK fined Barclays Bank Plc, about £38 million for putting £16.5 billion of client assets at risk. Then the SEC imposed a $15...more

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