News & Analysis as of

Filing Deadlines Settlement Compliance

McCarter & English, LLP

Deadline to File Claims in Landmark NIL Settlement is Approaching

On October 7, 2024, a federal judge granted preliminary approval to the $2.78 billion settlement that will cap the amount of money National Collegiate Athletic Association (NCAA) schools can spend in compensation for the use...more

Vedder Price

Investment Services Regulatory Update - August 2017

Vedder Price on

On August 7, 2017, the SEC’s Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert providing a summary of the staff’s observations from sweep exams of broker-dealers, investment advisers and funds...more

Nossaman LLP

Latest Lobbying Disclosure Act Settlement Underscores the Importance of a Robust Compliance Program

Nossaman LLP on

Even if you have nothing to report, you still need to file: that is the lesson from last week's Lobbying Disclosure Act (LDA) settlement. Late last week, DC-based lobbying firm Carmen Group reached an agreement with the...more

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